Who owns AllianzIM U.S. Equity Buffer20 Sep ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SEPW from SEC Form 13F filings across 53 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 53 institutions disclosed 2.4M shares of AllianzIM U.S. Equity Buffer20 Sep ETF worth $77.4M — about 27.6% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
53
13F holders
$77.4M
value, 2026 filers
27.6%
of shares outstanding (2.4M sh)
10
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SEPW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 497,144 | $16.6M | 0.0% | 5.7% | -9.3% |
| 2 | Authentikos Wealth Advisory, LLC | 221,098 | $7.4M | 4.7% | 2.5% | -4.7% |
| 3 | Allianz SE | 203,946 | $6.8M | 0.1% | 2.4% | +22.6% |
| 4 | OSAIC HOLDINGS, INC. | 165,998 | $5.5M | 0.0% | 1.9% | -9.7% |
| 5 | RAYMOND JAMES FINANCIAL INC | 134,460 | $4.5M | 0.0% | 1.6% | -1.5% |
| 6 | AMERICAN ASSET MANAGEMENT INC. | 133,512 | $4.5M | 3.6% | 1.5% | -0.5% |
| 7 | Westshore Wealth, LLC | 128,649 | $4.3M | 1.3% | 1.5% | -19.0% |
| 8 | LPL Financial LLC | 103,074 | $3.4M | 0.0% | 1.2% | +1.4% |
| 9 | Spire Wealth Management | 74,772 | $2.5M | 0.1% | 0.9% | -22.8% |
| 10 | Elevated Capital Advisors, LLC | 69,936 | $2.3M | 0.6% | 0.8% | -48.8% |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 65,590 | $2.2M | 0.0% | 0.8% | new |
| 12 | Kestra Advisory Services, LLC | 57,449 | $1.9M | 0.0% | 0.7% | -24.5% |
| 13 | Cetera Investment Advisers | 47,657 | $1.6M | 0.0% | 0.5% | -15.0% |
| 14 | Cambridge Investment Research Advisors, Inc. | 41,795 | $1,396 | 0.0% | 0.5% | -0.7% |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 34,193 | $1.1M | 0.0% | 0.4% | -4.2% |
| 16 | AE Wealth Management LLC | 31,540 | $1.1M | 0.0% | 0.4% | -98.6% |
| 17 | World Investment Advisors | 29,504 | $985,218 | 0.0% | 0.3% | +7.0% |
| 18 | Focus Financial Network, Inc. | 28,173 | $940,773 | 0.0% | 0.3% | -1.3% |
| 19 | BCGM Wealth Management, LLC | 25,022 | $835,552 | 0.2% | 0.3% | 0.0% |
| 20 | IFG Advisory, LLCNEW | 20,426 | $682,079 | 0.0% | 0.2% | new |
| 21 | Summit Financial, LLCNEW | 19,450 | $649,488 | 0.0% | 0.2% | new |
| 22 | Joseph P. Lucia & Associates, LLC | 19,412 | $648,219 | 0.2% | 0.2% | -1.0% |
| 23 | CENTAURUS FINANCIAL, INC. | 19,278 | $644 | 0.0% | 0.2% | -2.5% |
| 24 | Avidian Wealth Enterprises, LLC | 18,293 | $610,853 | 0.0% | 0.2% | 0.0% |
| 25 | OLD MISSION CAPITAL LLC | 17,575 | $586,876 | 0.0% | 0.2% | -36.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.