Who owns AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SIXO from SEC Form 13F filings across 57 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 57 institutions disclosed 2.8M shares of AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF worth $98.5M — about 83.4% of shares outstanding; the largest disclosed holder is OSAIC HOLDINGS, INC.. Source: SEC Form 13F filings, parsed by EvidInvest.
57
13F holders
$98.5M
value, 2026 filers
83.4%
of shares outstanding (2.8M sh)
14
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SIXO's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OSAIC HOLDINGS, INC. | 360,733 | $12.9M | 0.0% | 10.9% | +3.1% |
| 2 | RFG Advisory, LLC | 339,078 | $12.2M | 0.2% | 10.3% | +5.2% |
| 3 | Allianz SE | 261,947 | $9.4M | 0.1% | 7.9% | +20.0% |
| 4 | LPL Financial LLC | 162,813 | $5.8M | 0.0% | 4.9% | -6.3% |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 152,727 | $5.5M | 0.0% | 4.6% | +9.1% |
| 6 | Cetera Investment Advisers | 143,700 | $5.2M | 0.0% | 4.4% | +1.6% |
| 7 | BIP Wealth, LLC | 128,708 | $4.6M | 0.1% | 3.9% | +81.8% |
| 8 | USA FINANCIAL FORMULASNEW | 125,255 | $4.5M | 0.8% | 3.8% | new |
| 9 | Elevated Capital Advisors, LLC | 111,448 | $4.0M | 1.1% | 3.4% | -46.9% |
| 10 | BECK CAPITAL MANAGEMENT, LLC | 111,434 | $4.0M | 0.7% | 3.4% | -0.9% |
| 11 | Patriot Financial Group Insurance Agency, LLC | 92,073 | $3.3M | 0.3% | 2.8% | -53.3% |
| 12 | RED CRANE WEALTH MANAGEMENT, LLC | 65,465 | $2.3M | 1.7% | 2% | +1.0% |
| 13 | GTS FINANCIAL, LLC | 65,377 | $2.2M | 1.6% | 2% | +2.1% |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 62,949 | $2.3M | 0.0% | 1.9% | +2.9% |
| 15 | Cambridge Investment Research Advisors, Inc. | 57,977 | $2.1M | 0.0% | 1.8% | +0.5% |
| 16 | RAYMOND JAMES FINANCIAL INC | 44,180 | $1.6M | 0.0% | 1.3% | +38.3% |
| 17 | Fortis Capital Management LLCNEW | 41,486 | $1.5M | 0.2% | 1.3% | new |
| 18 | Kestra Advisory Services, LLC | 40,190 | $1.4M | 0.0% | 1.2% | +117.5% |
| 19 | First Heartland Consultants, Inc. | 30,137 | $1.1M | 0.1% | 0.9% | +326.0% |
| 20 | AE Wealth Management LLC | 26,990 | $968,114 | 0.0% | 0.8% | -99.3% |
| 21 | IFG Advisory, LLCNEW | 26,550 | $952,348 | 0.0% | 0.8% | new |
| 22 | OLD MISSION CAPITAL LLC | 26,223 | $940,619 | 0.0% | 0.8% | +123.6% |
| 23 | HRT FINANCIAL LPNEW | 25,479 | $913,000 | 0.0% | 0.8% | new |
| 24 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 24,741 | $887,460 | 0.0% | 0.7% | -2.9% |
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 24,553 | $880,716 | 0.0% | 0.7% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.