Who owns VanEck Morningstar SMID Moat ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SMOT from SEC Form 13F filings across 102 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 102 institutions disclosed 6.4M shares of VanEck Morningstar SMID Moat ETF worth $248.4M — about 75.6% of shares outstanding; the largest disclosed holder is Gradient Investments LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
102
13F holders
$248.4M
value, 2026 filers
75.6%
of shares outstanding (6.4M sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SMOT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Gradient Investments LLC | 905,457 | $35.2M | 0.5% | 10.7% | +4.1% |
| 2 | LPL Financial LLC | 832,840 | $32.4M | 0.0% | 9.9% | -10.5% |
| 3 | GREAT LAKES ADVISORS, LLC | 745,551 | $29.0M | 0.2% | 8.8% | -8.5% |
| 4 | MORGAN STANLEY | 442,385 | $17.2M | 0.0% | 5.2% | -10.4% |
| 5 | BANK OF AMERICA CORP /DE/ | 441,347 | $17.2M | 0.0% | 5.2% | +5.0% |
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 339,071 | $13.2M | 0.1% | 4% | +0.2% |
| 7 | FINANCIAL MANAGEMENT NETWORK INC | 301,222 | $11.8M | 1.7% | 3.6% | -36.7% |
| 8 | Mesirow Financial Investment Management, Inc. | 268,034 | $10.4M | 0.2% | 3.2% | 0.0% |
| 9 | RAYMOND JAMES FINANCIAL INC | 150,378 | $5.8M | 0.0% | 1.8% | -11.2% |
| 10 | FOCUSED ALPHA, LLC | 137,722 | $5.4M | 1.4% | 1.6% | +30.7% |
| 11 | JONES FINANCIAL COMPANIES LLLP | 114,624 | $4.5M | 0.0% | 1.4% | +8.1% |
| 12 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 79,886 | $3.1M | 0.4% | 0.9% | -1.9% |
| 13 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 79,577 | $3.1M | 0.0% | 0.9% | -4.1% |
| 14 | Bank of New Hampshire | 71,642 | $2.8M | 0.6% | 0.8% | +129.8% |
| 15 | Creekside Partners | 68,133 | $2.6M | 1.0% | 0.8% | +1.4% |
| 16 | Prospera Financial Services Inc | 64,902 | $2.5M | 0.0% | 0.8% | -0.3% |
| 17 | TRUE Private Wealth Advisors | 63,375 | $2.5M | 0.2% | 0.8% | +3.5% |
| 18 | MERCER GLOBAL ADVISORS INC /ADV | 56,709 | $2.2M | 0.0% | 0.7% | -7.8% |
| 19 | Vise Technologies, Inc. | 54,539 | $2.1M | 0.0% | 0.6% | +51.2% |
| 20 | MAI Capital Management | 51,812 | $2.0M | 0.0% | 0.6% | +94.7% |
| 21 | Family Office Research LLC | 49,230 | $1.9M | 0.7% | 0.6% | -4.4% |
| 22 | STEPHENS INC /AR/ | 49,104 | $1.9M | 0.0% | 0.6% | -4.8% |
| 23 | Brown Financial Advisors | 48,946 | $1.9M | 0.7% | 0.6% | +1.0% |
| 24 | TPG Advisors LLC | 48,611 | $1.9M | 1.0% | 0.6% | +1.7% |
| 25 | Cambridge Investment Research Advisors, Inc. | 48,196 | $1.9M | 0.0% | 0.6% | -10.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.