Who owns VanEck Morningstar SMID Moat ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of SMOT from SEC Form 13F filings across 76 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 76 institutions disclosed 3.9M shares of VanEck Morningstar SMID Moat ETF worth $146.2M — about 45.8% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
76
13F holders
$146.2M
value, 2026 filers
45.8%
of shares outstanding (3.9M sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SMOT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 832,840 | $32.4M | 0.0% | 9.9% | -10.5% |
| 2 | MORGAN STANLEY | 442,385 | $17.2M | 0.0% | 5.2% | -10.4% |
| 3 | BANK OF AMERICA CORP /DE/ | 441,347 | $17.2M | 0.0% | 5.2% | +5.0% |
| 4 | FINANCIAL MANAGEMENT NETWORK INC | 301,222 | $11.8M | 1.7% | 3.6% | -36.7% |
| 5 | Mesirow Financial Investment Management, Inc. | 268,034 | $10.4M | 0.2% | 3.2% | 0.0% |
| 6 | RAYMOND JAMES FINANCIAL INC | 150,378 | $5.8M | 0.0% | 1.8% | -11.2% |
| 7 | FOCUSED ALPHA, LLC | 137,722 | $5.4M | 1.4% | 1.6% | +30.7% |
| 8 | JONES FINANCIAL COMPANIES LLLP | 114,624 | $4.5M | 0.0% | 1.4% | +8.1% |
| 9 | Cambridge Investment Research Advisors, Inc. | 96,392 | $3,746 | 0.0% | 1.1% | +79.3% |
| 10 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 79,577 | $3.1M | 0.0% | 0.9% | -4.1% |
| 11 | Bank of New Hampshire | 71,642 | $2.8M | 0.6% | 0.8% | +129.8% |
| 12 | Prospera Financial Services Inc | 64,902 | $2.5M | 0.0% | 0.8% | -0.3% |
| 13 | TRUE Private Wealth Advisors | 63,375 | $2.5M | 0.2% | 0.8% | +3.5% |
| 14 | MERCER GLOBAL ADVISORS INC /ADV | 56,709 | $2.2M | 0.0% | 0.7% | -7.8% |
| 15 | Vise Technologies, Inc. | 54,539 | $2.1M | 0.0% | 0.6% | +51.2% |
| 16 | MAI Capital Management | 51,812 | $2.0M | 0.0% | 0.6% | +94.7% |
| 17 | Family Office Research LLC | 49,230 | $1.9M | 0.7% | 0.6% | -4.4% |
| 18 | STEPHENS INC /AR/ | 49,104 | $1.9M | 0.0% | 0.6% | -4.8% |
| 19 | STIFEL FINANCIAL CORP | 45,239 | $1.8M | 0.0% | 0.5% | -8.9% |
| 20 | FIRST FOUNDATION ADVISORS | 43,780 | $1.7M | 0.1% | 0.5% | -0.9% |
| 21 | ROYAL BANK OF CANADA | 37,552 | $1.5M | 0.0% | 0.4% | +136.4% |
| 22 | Cetera Investment Advisers | 34,854 | $1.4M | 0.0% | 0.4% | -15.5% |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,893 | $1.1M | 0.0% | 0.3% | +101.6% |
| 24 | HighTower Advisors, LLC | 27,589 | $1.1M | 0.0% | 0.3% | -2.1% |
| 25 | IMA Advisory Services, Inc.NEW | 22,717 | $882,783 | 0.1% | 0.3% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.