Who owns ALPS Funds Smith Core Plus Bond ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SMTH from SEC Form 13F filings across 84 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 84 institutions disclosed 91.2M shares of ALPS Funds Smith Core Plus Bond ETF worth $2.33B — about 78.5% of shares outstanding; the largest disclosed holder is WEALTH ENHANCEMENT ADVISORY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
84
13F holders
$2.33B
value, 2026 filers
78.5%
of shares outstanding (91.2M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SMTH's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 49.7M | $1.26B | 2.1% | 42.8% | +18.2% |
| 2 | Annex Advisory Services, LLC | 9.2M | $237.8M | 4.1% | 7.9% | +14.6% |
| 3 | SHUFRO ROSE & CO LLC | 5.3M | $136.4M | 7.8% | 4.6% | +3.8% |
| 4 | Trilogy Capital Inc. | 4.2M | $107.7M | 4.2% | 3.6% | +115.3% |
| 5 | Stratos Investment Management, LLC | 3.3M | $84.4M | 3.1% | 2.8% | -4.3% |
| 6 | Bank of New York Mellon Corp | 2.3M | $58.1M | 0.0% | 1.9% | +2.2% |
| 7 | Lineweaver Wealth Advisors, LLC | 1.6M | $40.7M | 4.8% | 1.4% | +7.8% |
| 8 | BANK OF AMERICA CORP /DE/ | 1.4M | $37.1M | 0.0% | 1.2% | +1140.2% |
| 9 | Hamilton Wealth, LLC | 1.3M | $34.4M | 6.3% | 1.1% | -49.6% |
| 10 | LEVEL FOUR ADVISORY SERVICES, LLC | 1.3M | $32.3M | 0.9% | 1.1% | +1.4% |
| 11 | Thrivent Financial for Lutherans | 976,388 | $25.1M | 0.0% | 0.8% | +33.4% |
| 12 | Meridian Wealth Management, LLC | 923,625 | $23.8M | 0.7% | 0.8% | +8.0% |
| 13 | Vise Technologies, Inc. | 790,997 | $20.4M | 0.2% | 0.7% | +70.2% |
| 14 | ADAPT WEALTH ADVISORS, LLC | 682,887 | $17.6M | 5.7% | 0.6% | -5.4% |
| 15 | Traction Financial Partners, LLC | 677,300 | $17.4M | 9.3% | 0.6% | 0.0% |
| 16 | Principle Wealth Partners LLC | 642,470 | $16.5M | 0.8% | 0.6% | -5.0% |
| 17 | NorthCrest Asset Manangement, LLC | 557,618 | $14.3M | 0.4% | 0.5% | +5.2% |
| 18 | Guardian Financial Partners, LLC | 529,672 | $13.6M | 5.3% | 0.5% | +6.9% |
| 19 | SENTINEL PENSION ADVISORS, LLC | 481,227 | $12.3M | 1.6% | 0.4% | +10.0% |
| 20 | World Investment Advisors | 436,043 | $11.2M | 0.2% | 0.4% | 0.0% |
| 21 | Old Port Advisors | 431,023 | $11.1M | 2.2% | 0.4% | +11.7% |
| 22 | Ethos Financial Group, LLC | 424,943 | $10.9M | 0.7% | 0.4% | +42.4% |
| 23 | Prasad Wealth Partners, LLC | 378,849 | $9.8M | 2.3% | 0.3% | -5.1% |
| 24 | Sovereign Investment Advisors, LLC | 373,742 | $9.6M | 1.8% | 0.3% | 0.0% |
| 25 | Gallacher Capital Management LLC | 309,268 | $8.0M | 4.5% | 0.3% | -18.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.