Who owns FT Vest U.S. Small Cap Moderate Buffer ETF - November?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SNOV from SEC Form 13F filings across 54 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 54 institutions disclosed 1.5M shares of FT Vest U.S. Small Cap Moderate Buffer ETF - November worth $38.0M — about 35.1% of shares outstanding; the largest disclosed holder is OSAIC HOLDINGS, INC.. Source: SEC Form 13F filings, parsed by EvidInvest.
54
13F holders
$38.0M
value, 2026 filers
35.1%
of shares outstanding (1.5M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SNOV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OSAIC HOLDINGS, INC. | 237,914 | $6.4M | 0.0% | 5.7% | -22.5% |
| 2 | Cetera Investment Advisers | 120,417 | $3.3M | 0.0% | 2.9% | +0.4% |
| 3 | PARK AVENUE SECURITIES LLC | 106,727 | $2.9M | 0.0% | 2.5% | 0.0% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 94,289 | $2.6M | 0.0% | 2.3% | -9.9% |
| 5 | BFI Wealth Solutions, LLC | 77,483 | $2.1M | 1.6% | 1.9% | +48.2% |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,332 | $2.1M | 0.0% | 1.8% | +58.0% |
| 7 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 68,169 | $58,968 | 0.0% | 1.6% | -0.3% |
| 8 | NorthCrest Asset Manangement, LLC | 65,930 | $1.8M | 0.0% | 1.6% | -0.4% |
| 9 | Janney Montgomery Scott LLC | 62,475 | $1.7M | 0.0% | 1.5% | -2.6% |
| 10 | RAYMOND JAMES FINANCIAL INC | 60,845 | $1.6M | 0.0% | 1.5% | -4.9% |
| 11 | LPL Financial LLC | 57,772 | $1.6M | 0.0% | 1.4% | +18.5% |
| 12 | Grantvest Financial Group LLC | 48,388 | $1.3M | 0.8% | 1.2% | -7.1% |
| 13 | TRUIST FINANCIAL CORP | 42,460 | $1.2M | 0.0% | 1% | -4.5% |
| 14 | MGO ONE SEVEN LLC | 42,444 | $1.2M | 0.0% | 1% | -8.6% |
| 15 | Kestra Advisory Services, LLC | 34,151 | $925,321 | 0.0% | 0.8% | -11.7% |
| 16 | Ignite Planners, LLC | 27,283 | $739,233 | 0.1% | 0.7% | -1.9% |
| 17 | Private Advisor Group, LLC | 22,195 | $601,375 | 0.0% | 0.5% | 0.0% |
| 18 | Mariner, LLC | 16,530 | $447,880 | 0.0% | 0.4% | -22.9% |
| 19 | ENVESTNET ASSET MANAGEMENT INC | 14,910 | $403,974 | 0.0% | 0.4% | +6.3% |
| 20 | KINGSWOOD WEALTH ADVISORS, LLC | 14,799 | $400,979 | 0.0% | 0.4% | -8.9% |
| 21 | HRT FINANCIAL LPNEW | 14,489 | $392,000 | 0.0% | 0.3% | new |
| 22 | KESTRA PRIVATE WEALTH SERVICES, LLC | 12,670 | $343,294 | 0.0% | 0.3% | 0.0% |
| 23 | Octavia Wealth Advisors, LLC | 12,363 | $334,975 | 0.0% | 0.3% | -8.8% |
| 24 | Diligent Investors, LLC | 12,300 | $333,269 | 0.1% | 0.3% | 0.0% |
| 25 | Sigma Planning Corp | 11,990 | $324,869 | 0.0% | 0.3% | -0.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.