Who owns AllianzIM Buffer15 Uncapped Allocation ETF?
Institutional ownership of SPBU from SEC Form 13F filings across 36 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
36
13F holders
$98.5M
value, 2026 filers
61.5%
of shares outstanding (3.4M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPBU's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Savant Capital, LLC | 1.2M | $36.8M | 0.1% | 22.3% | +21.0% |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | 263,974 | $8.0M | 0.0% | 4.8% | -1.7% |
| 3 | OSAIC HOLDINGS, INC. | 252,150 | $7.6M | 0.0% | 4.6% | -25.8% |
| 4 | Cetera Investment Advisers | 245,920 | $7.4M | 0.0% | 4.5% | +18.8% |
| 5 | Advisory Services Network, LLC | 203,241 | $6.1M | 0.1% | 3.7% | -0.5% |
| 6 | Core Wealth Advisors, Inc. | 197,846 | $6.0M | 1.2% | 3.6% | +7.1% |
| 7 | HARBOUR INVESTMENTS, INC. | 191,804 | $5.8M | 0.1% | 3.5% | +8.4% |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 154,571 | $4.7M | 0.0% | 2.8% | +23.2% |
| 9 | Patriot Financial Group Insurance Agency, LLC | 114,564 | $3.5M | 0.4% | 2.1% | -31.6% |
| 10 | Cambridge Investment Research Advisors, Inc. | 92,110 | $2,786 | 0.0% | 1.7% | +215.3% |
| 11 | VIMA LLCNEW | 65,164 | $2.0M | 1.9% | 1.2% | new |
| 12 | Stonebridge Financial Group, LLC / MO | 46,589 | $1.4M | 0.9% | 0.9% | -1.2% |
| 13 | MML INVESTORS SERVICES, LLC | 41,991 | $1.3M | 0.0% | 0.8% | +59.0% |
| 14 | SageGuard Financial Group, LLC | 31,863 | $963,537 | 0.1% | 0.6% | +46.8% |
| 15 | STEPHENS INC /AR/ | 28,486 | $861,417 | 0.0% | 0.5% | +12.7% |
| 16 | Capital Investment Advisory Services, LLC | 28,015 | $847,174 | 0.1% | 0.5% | +7.4% |
| 17 | AE Wealth Management LLC | 27,057 | $818,204 | 0.0% | 0.5% | +36.2% |
| 18 | RFG Advisory, LLCNEW | 26,888 | $813,093 | 0.0% | 0.5% | new |
| 19 | Steward Partners Investment Advisory, LLC | 24,516 | $741,364 | 0.0% | 0.4% | +6729.0% |
| 20 | MAI Capital Management | 14,923 | $451,272 | 0.0% | 0.3% | 0.0% |
| 21 | Clear Creek Financial Management, LLC | 14,520 | $439,085 | 0.0% | 0.3% | 0.0% |
| 22 | LPL Financial LLC | 12,561 | $379,845 | 0.0% | 0.2% | 0.0% |
| 23 | NewEdge Advisors, LLCNEW | 11,990 | $362,578 | 0.0% | 0.2% | new |
| 24 | Bank of New York Mellon CorpNEW | 10,131 | $306,364 | 0.0% | 0.2% | new |
| 25 | Capital Analysts, LLC | 10,130 | $306 | 0.0% | 0.2% | +111.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.