Who owns AllianzIM Buffer15 Uncapped Allocation ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SPBU from SEC Form 13F filings across 45 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 45 institutions disclosed 4.4M shares of AllianzIM Buffer15 Uncapped Allocation ETF worth $133.1M — about 80.5% of shares outstanding; the largest disclosed holder is Savant Capital, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
45
13F holders
$133.1M
value, 2026 filers
80.5%
of shares outstanding (4.4M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SPBU's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Savant Capital, LLC | 1.2M | $36.8M | 0.1% | 22.3% | +21.0% |
| 2 | Transcendent Capital Group LLC | 632,250 | $19.1M | 7.4% | 11.6% | +2.2% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 263,974 | $8.0M | 0.0% | 4.8% | -1.7% |
| 4 | OPTIMA CAPITAL LLC | 261,390 | $7.9M | 3.1% | 4.8% | +3.4% |
| 5 | OSAIC HOLDINGS, INC. | 252,150 | $7.6M | 0.0% | 4.6% | -25.8% |
| 6 | Cetera Investment Advisers | 245,920 | $7.4M | 0.0% | 4.5% | +18.8% |
| 7 | Advisory Services Network, LLC | 203,241 | $6.1M | 0.1% | 3.7% | -0.5% |
| 8 | Core Wealth Advisors, Inc. | 197,846 | $6.0M | 1.2% | 3.6% | +7.1% |
| 9 | HARBOUR INVESTMENTS, INC. | 191,804 | $5.8M | 0.1% | 3.5% | +8.4% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 154,571 | $4.7M | 0.0% | 2.8% | +23.2% |
| 11 | Patriot Financial Group Insurance Agency, LLC | 114,564 | $3.5M | 0.4% | 2.1% | -31.6% |
| 12 | CGN Advisors LLC | 89,480 | $2.7M | 0.2% | 1.6% | +1.4% |
| 13 | VIMA LLCNEW | 65,164 | $2.0M | 1.9% | 1.2% | new |
| 14 | Stonebridge Financial Group, LLC / MO | 46,589 | $1.4M | 0.9% | 0.9% | -1.2% |
| 15 | Cambridge Investment Research Advisors, Inc. | 46,055 | $1.4M | 0.0% | 0.8% | +57.6% |
| 16 | MML INVESTORS SERVICES, LLC | 41,991 | $1.3M | 0.0% | 0.8% | +59.0% |
| 17 | SageGuard Financial Group, LLC | 31,863 | $963,537 | 0.1% | 0.6% | +46.8% |
| 18 | Madrona Financial Services, LLC | 31,712 | $958,971 | 0.2% | 0.6% | 0.0% |
| 19 | STEPHENS INC /AR/ | 28,486 | $861,417 | 0.0% | 0.5% | +12.7% |
| 20 | Capital Investment Advisory Services, LLC | 28,015 | $847,174 | 0.1% | 0.5% | +7.4% |
| 21 | AE Wealth Management LLC | 27,057 | $818,204 | 0.0% | 0.5% | +36.2% |
| 22 | RFG Advisory, LLCNEW | 26,888 | $813,093 | 0.0% | 0.5% | new |
| 23 | Steward Partners Investment Advisory, LLC | 24,516 | $741,364 | 0.0% | 0.4% | +6729.0% |
| 24 | Guardian Capital, LLC | 21,635 | $654,242 | 0.5% | 0.4% | -14.6% |
| 25 | Strategic Financial Concepts, LLC | 21,003 | $635,131 | 0.2% | 0.4% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.