Who owns AllianzIM Buffer20 Allocation ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SPBW from SEC Form 13F filings across 33 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 33 institutions disclosed 1.7M shares of AllianzIM Buffer20 Allocation ETF worth $48.3M — about 58% of shares outstanding; the largest disclosed holder is Kestra Advisory Services, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
33
13F holders
$48.3M
value, 2026 filers
58%
of shares outstanding (1.7M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SPBW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Kestra Advisory Services, LLC | 235,838 | $6.8M | 0.0% | 8.1% | +31.2% |
| 2 | Allianz SE | 197,080 | $5.7M | 0.1% | 6.8% | -28.9% |
| 3 | INDEPENDENT FINANCIAL GROUP, LLC | 192,604 | $5.5M | 0.1% | 6.6% | +17.2% |
| 4 | Cambridge Investment Research Advisors, Inc. | 164,259 | $4.7M | 0.0% | 5.7% | +31.7% |
| 5 | EVOLUTION WEALTH MANAGEMENT INC. | 145,350 | $4.2M | 2.5% | 5% | +16.1% |
| 6 | NewEdge Advisors, LLC | 129,064 | $3.7M | 0.0% | 4.5% | +12.3% |
| 7 | AE Wealth Management LLC | 92,383 | $2.7M | 0.0% | 3.2% | -79.3% |
| 8 | HUNTINGTON NATIONAL BANK | 79,673 | $2.3M | 0.0% | 2.7% | -1.2% |
| 9 | Cetera Investment Advisers | 73,137 | $2.1M | 0.0% | 2.5% | +55.7% |
| 10 | COMMONWEALTH EQUITY SERVICES, LLC | 44,343 | $1.3M | 0.0% | 1.5% | +113.3% |
| 11 | OSAIC HOLDINGS, INC. | 40,404 | $1.2M | 0.0% | 1.4% | +35.2% |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 39,423 | $1.1M | 0.0% | 1.4% | +32.6% |
| 13 | CENTAURUS FINANCIAL, INC. | 29,295 | $841,000 | 0.0% | 1% | +24.9% |
| 14 | World Investment AdvisorsNEW | 25,504 | $732,052 | 0.0% | 0.9% | new |
| 15 | Compound Planning, Inc. | 20,929 | $600,733 | 0.0% | 0.7% | 0.0% |
| 16 | Castle Rock Wealth Management, LLC | 19,999 | $573,797 | 0.1% | 0.7% | -0.5% |
| 17 | OLD MISSION CAPITAL LLC | 19,728 | $566,260 | 0.0% | 0.7% | -44.8% |
| 18 | CreativeOne Wealth, LLC | 17,652 | $506,673 | 0.0% | 0.6% | +4.3% |
| 19 | BridgePort Financial Solutions, LLC | 14,842 | $426,016 | 0.1% | 0.5% | +25.3% |
| 20 | Mosley Wealth Management | 13,159 | $377,708 | 0.1% | 0.5% | +1155.6% |
| 21 | Diversify Advisory Services, LLCNEW | 10,850 | $311,883 | 0.0% | 0.4% | new |
| 22 | DIVERSIFY WEALTH MANAGEMENT, LLC | 10,850 | $311,883 | 0.0% | 0.4% | +18.6% |
| 23 | GOLDMAN SACHS GROUP INCNEW | 10,750 | $308,562 | 0.0% | 0.4% | new |
| 24 | RAYMOND JAMES FINANCIAL INC | 10,471 | $300,553 | 0.0% | 0.4% | +14.5% |
| 25 | Carmel Capital Partners, LLCNEW | 9,790 | $281,006 | 0.1% | 0.3% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.