Who owns AllianzIM Buffer20 Allocation ETF?
Institutional ownership of SPBW from SEC Form 13F filings across 26 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
26
13F holders
$33.4M
value, 2026 filers
51.4%
of shares outstanding (1.5M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPBW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | 328,518 | $9,430 | 0.0% | 11.3% | +163.4% |
| 2 | Kestra Advisory Services, LLC | 235,838 | $6.8M | 0.0% | 8.1% | +31.2% |
| 3 | INDEPENDENT FINANCIAL GROUP, LLC | 192,604 | $5.5M | 0.1% | 6.6% | -40.4% |
| 4 | EVOLUTION WEALTH MANAGEMENT INC. | 145,350 | $4.2M | 2.5% | 5% | +16.1% |
| 5 | NewEdge Advisors, LLC | 129,064 | $3.7M | 0.0% | 4.5% | +12.3% |
| 6 | AE Wealth Management LLC | 92,383 | $2.7M | 0.0% | 3.2% | -79.3% |
| 7 | Cetera Investment Advisers | 73,137 | $2.1M | 0.0% | 2.5% | +55.7% |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | 44,343 | $1.3M | 0.0% | 1.5% | +113.3% |
| 9 | OSAIC HOLDINGS, INC. | 40,404 | $1.2M | 0.0% | 1.4% | +35.2% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 39,423 | $1.1M | 0.0% | 1.4% | +32.6% |
| 11 | World Investment AdvisorsNEW | 25,504 | $732,052 | 0.0% | 0.9% | new |
| 12 | Compound Planning, Inc. | 20,929 | $600,733 | 0.0% | 0.7% | 0.0% |
| 13 | Castle Rock Wealth Management, LLC | 19,999 | $573,797 | 0.1% | 0.7% | -0.5% |
| 14 | OLD MISSION CAPITAL LLC | 19,728 | $566,260 | 0.0% | 0.7% | -44.8% |
| 15 | Mosley Wealth Management | 13,159 | $377,708 | 0.1% | 0.5% | +1155.6% |
| 16 | Diversify Advisory Services, LLCNEW | 10,850 | $311,883 | 0.0% | 0.4% | new |
| 17 | DIVERSIFY WEALTH MANAGEMENT, LLC | 10,850 | $311,883 | 0.0% | 0.4% | +18.6% |
| 18 | GOLDMAN SACHS GROUP INCNEW | 10,750 | $308,562 | 0.0% | 0.4% | new |
| 19 | RAYMOND JAMES FINANCIAL INC | 10,471 | $300,553 | 0.0% | 0.4% | +14.5% |
| 20 | MML INVESTORS SERVICES, LLC | 8,050 | $231,062 | 0.0% | 0.3% | -9.5% |
| 21 | Patriot Financial Group Insurance Agency, LLC | 7,536 | $216,309 | 0.0% | 0.3% | -50.0% |
| 22 | HARBOUR INVESTMENTS, INC. | 4,964 | $142,484 | 0.0% | 0.2% | 0.0% |
| 23 | Lloyd Advisory Services, LLC.NEW | 3,460 | $99,314 | 0.0% | 0.1% | new |
| 24 | IFP Advisors, Inc | 2,596 | $74,514 | 0.0% | 0.1% | 0.0% |
| 25 | Steward Partners Investment Advisory, LLCNEW | 732 | $21,011 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.