Who owns AllianzIM 6 Month Buffer10 Allocation ETF?
Institutional ownership of SPBX from SEC Form 13F filings across 21 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
21
13F holders
$16.2M
value, 2026 filers
37.8%
of shares outstanding (906,915 sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPBX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | 353,420 | $10,308 | 0.0% | 14.7% | +108.4% |
| 2 | AE Wealth Management LLC | 184,436 | $5.4M | 0.0% | 7.7% | +36.8% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 90,516 | $2.6M | 0.0% | 3.8% | -8.6% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 89,417 | $2.6M | 0.0% | 3.7% | +73.1% |
| 5 | OSAIC HOLDINGS, INC. | 41,577 | $1.2M | 0.0% | 1.7% | +85.5% |
| 6 | Mosley Wealth Management | 25,713 | $749,958 | 0.2% | 1.1% | +1121.5% |
| 7 | LPL Financial LLC | 23,858 | $695,854 | 0.0% | 1% | +21.2% |
| 8 | OLD MISSION CAPITAL LLC | 15,224 | $444,030 | 0.0% | 0.6% | -42.4% |
| 9 | Cetera Investment AdvisersNEW | 12,971 | $378,319 | 0.0% | 0.5% | new |
| 10 | MML INVESTORS SERVICES, LLC | 11,210 | $326,956 | 0.0% | 0.5% | -4.7% |
| 11 | STEPHENS INC /AR/NEW | 10,221 | $298,111 | 0.0% | 0.4% | new |
| 12 | Diversify Advisory Services, LLCNEW | 9,330 | $272,663 | 0.0% | 0.4% | new |
| 13 | DIVERSIFY WEALTH MANAGEMENT, LLCNEW | 9,330 | $272,663 | 0.0% | 0.4% | new |
| 14 | RAYMOND JAMES FINANCIAL INCNEW | 8,931 | $260,486 | 0.0% | 0.4% | new |
| 15 | INDEPENDENT FINANCIAL GROUP, LLC | 7,607 | $221,870 | 0.0% | 0.3% | -50.0% |
| 16 | Lloyd Advisory Services, LLC.NEW | 6,970 | $203,291 | 0.1% | 0.3% | new |
| 17 | Steward Partners Investment Advisory, LLC | 3,275 | $95,520 | 0.0% | 0.1% | +46.3% |
| 18 | IFP Advisors, Inc | 1,841 | $53,696 | 0.0% | 0.1% | +0.1% |
| 19 | Key Capital Management, INC | 776 | $22,633 | 0.0% | 0% | +48.9% |
| 20 | UBS Group AG | 201 | $5,862 | 0.0% | 0% | +3.1% |
| 21 | HARBOUR INVESTMENTS, INC. | 91 | $2,654 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.