Who owns Simplify US Equity PLUS Downside Convexity ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SPD from SEC Form 13F filings across 45 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 45 institutions disclosed 1.6M shares of Simplify US Equity PLUS Downside Convexity ETF worth $64.7M — about 61.2% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
45
13F holders
$64.7M
value, 2026 filers
61.2%
of shares outstanding (1.6M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SPD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 287,930 | $11.9M | 0.0% | 11.3% | -0.4% |
| 2 | Authentikos Wealth Advisory, LLC | 180,995 | $7.5M | 4.8% | 7.1% | -8.7% |
| 3 | AE Wealth Management LLC | 179,266 | $7.4M | 0.0% | 7% | -1.2% |
| 4 | Independent Wealth Advisors LLC | 149,614 | $6.2M | 5.6% | 5.9% | +0.5% |
| 5 | EVOLUTION WEALTH MANAGEMENT INC. | 135,699 | $5.6M | 3.3% | 5.3% | +3.8% |
| 6 | Ironsides Asset Advisors, LLC | 115,625 | $4.8M | 1.1% | 4.5% | 0.0% |
| 7 | LPL Financial LLC | 74,260 | $3.1M | 0.0% | 2.9% | -68.8% |
| 8 | Austin Wealth Management, LLC | 52,668 | $2.2M | 0.5% | 2.1% | +9.4% |
| 9 | Steward Partners Investment Advisory, LLC | 41,493 | $1.7M | 0.0% | 1.6% | 0.0% |
| 10 | Lloyd Advisory Services, LLC. | 40,732 | $1.7M | 0.7% | 1.6% | +2060.8% |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,922 | $1.4M | 0.0% | 1.3% | +19.6% |
| 12 | Park Edge Advisors, LLC | 30,756 | $1.3M | 0.3% | 1.2% | +3.2% |
| 13 | ENTREWEALTH, LLC | 24,188 | $1.0M | 0.4% | 0.9% | +65.6% |
| 14 | Elevated Capital Advisors, LLC | 22,064 | $915,221 | 0.3% | 0.9% | -6.6% |
| 15 | B.O.S.S. Retirement Advisors, LLC | 21,787 | $903,728 | 0.2% | 0.9% | -2.1% |
| 16 | Compound Planning, Inc. | 19,952 | $827,609 | 0.0% | 0.8% | -42.3% |
| 17 | Fiduciary Alliance LLC | 19,237 | $797,948 | 0.1% | 0.8% | 0.0% |
| 18 | HOWARD BAILEY SECURITIES, LLC | 17,062 | $707,726 | 0.3% | 0.7% | -3.1% |
| 19 | INSIGNEO ADVISORY SERVICES, LLC | 16,220 | $672,806 | 0.0% | 0.6% | 0.0% |
| 20 | OLD MISSION CAPITAL LLC | 13,384 | $555,168 | 0.0% | 0.5% | -72.1% |
| 21 | O'SHAUGHNESSY ASSET MANAGEMENT, LLCNEW | 12,417 | $515,057 | 0.0% | 0.5% | new |
| 22 | McCartney Wealth Management LLC | 10,858 | $450,390 | 0.3% | 0.4% | 0.0% |
| 23 | Integrated Wealth Management | 9,071 | $376,264 | 0.4% | 0.4% | +3.0% |
| 24 | Dynamic Advisor Solutions LLC | 8,166 | $338,709 | 0.0% | 0.3% | 0.0% |
| 25 | Centennial Advisors, LLC | 7,925 | $328,738 | 0.4% | 0.3% | +0.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.