Who owns Simplify US Equity PLUS Downside Convexity ETF?
Institutional ownership of SPD from SEC Form 13F filings across 31 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
31
13F holders
$38.8M
value, 2026 filers
36.7%
of shares outstanding (934,810 sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 287,930 | $11.9M | 0.0% | 11.3% | -0.4% |
| 2 | AE Wealth Management LLC | 179,266 | $7.4M | 0.0% | 7% | -1.2% |
| 3 | EVOLUTION WEALTH MANAGEMENT INC. | 135,699 | $5.6M | 3.3% | 5.3% | +3.8% |
| 4 | LPL Financial LLC | 74,260 | $3.1M | 0.0% | 2.9% | -68.8% |
| 5 | Steward Partners Investment Advisory, LLC | 41,493 | $1.7M | 0.0% | 1.6% | 0.0% |
| 6 | Lloyd Advisory Services, LLC. | 40,732 | $1.7M | 0.7% | 1.6% | +2060.8% |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,922 | $1.4M | 0.0% | 1.3% | +19.6% |
| 8 | Elevated Capital Advisors, LLC | 22,064 | $915,221 | 0.3% | 0.9% | -6.6% |
| 9 | B.O.S.S. Retirement Advisors, LLC | 21,787 | $903,728 | 0.2% | 0.9% | -2.1% |
| 10 | Compound Planning, Inc. | 19,952 | $827,609 | 0.0% | 0.8% | -42.3% |
| 11 | INSIGNEO ADVISORY SERVICES, LLC | 16,220 | $672,806 | 0.0% | 0.6% | 0.0% |
| 12 | OLD MISSION CAPITAL LLC | 13,384 | $555,168 | 0.0% | 0.5% | -72.1% |
| 13 | O'SHAUGHNESSY ASSET MANAGEMENT, LLCNEW | 12,417 | $515,057 | 0.0% | 0.5% | new |
| 14 | Dynamic Advisor Solutions LLC | 8,166 | $338,709 | 0.0% | 0.3% | 0.0% |
| 15 | TOUNJIAN ADVISORY PARTNERS, LLCNEW | 7,806 | $323,810 | 0.1% | 0.3% | new |
| 16 | OSAIC HOLDINGS, INC. | 5,886 | $244,158 | 0.0% | 0.2% | +0.7% |
| 17 | ENVESTNET ASSET MANAGEMENT INCNEW | 4,862 | $201,676 | 0.0% | 0.2% | new |
| 18 | IFG Advisory, LLCNEW | 2,817 | $116,860 | 0.0% | 0.1% | new |
| 19 | Montgomery Financial Services LLCNEW | 2,435 | $101,004 | 0.1% | 0.1% | new |
| 20 | Kingdom Financial Group LLC. | 1,766 | $73,269 | 0.0% | 0.1% | -6.3% |
| 21 | MORGAN STANLEY | 737 | $30,583 | 0.0% | 0% | 0.0% |
| 22 | ROYAL BANK OF CANADA | 700 | $29,000 | 0.0% | 0% | 0.0% |
| 23 | Networth Advisors, LLC | 614 | $25,451 | 0.0% | 0% | -0.8% |
| 24 | ROTHSCHILD INVESTMENT LLC | 231 | $9,582 | 0.0% | 0% | 0.0% |
| 25 | Quest 10 Wealth Builders, Inc. | 199 | $8,255 | 0.0% | 0% | -65.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.