Who owns Special Opportunities Fund, Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SPE from SEC Form 13F filings across 46 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 46 institutions disclosed 3.2M shares of Special Opportunities Fund, Inc. worth $43.6M — about 30.4% of shares outstanding; the largest disclosed holder is Focus Partners Wealth. Source: SEC Form 13F filings, parsed by EvidInvest.
46
13F holders
$43.6M
value, 2026 filers
30.4%
of shares outstanding (3.2M sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SPE's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Focus Partners Wealth | 1.2M | $16.8M | 0.0% | 11.7% | -6.8% |
| 2 | Shaker Financial Services, LLC | 664,992 | $9.0M | 2.8% | 6.3% | +78.7% |
| 3 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 356,979 | $4.8M | 0.6% | 3.4% | +21.1% |
| 4 | CSS LLC/IL | 122,529 | $1.7M | 0.1% | 1.2% | +3.2% |
| 5 | SCOTIA CAPITAL INC. | 108,784 | $1.5M | 0.0% | 1% | -1.1% |
| 6 | Advisors Asset Management, Inc. | 106,335 | $1.4M | 0.0% | 1% | -0.9% |
| 7 | MORGAN STANLEY | 96,684 | $1.3M | 0.0% | 0.9% | +6.5% |
| 8 | GatePass Capital, LLC | 57,374 | $772,828 | 0.3% | 0.5% | -49.2% |
| 9 | FIRST MANHATTAN CO. LLC. | 44,280 | $596,452 | 0.0% | 0.4% | 0.0% |
| 10 | OPPENHEIMER & CO INC | 36,489 | $491,507 | 0.0% | 0.3% | +70.7% |
| 11 | RAYMOND JAMES FINANCIAL INC | 34,054 | $458,712 | 0.0% | 0.3% | +6.3% |
| 12 | LANARK FINANCIAL, INC. | 26,664 | $359,166 | 0.0% | 0.3% | +60.1% |
| 13 | Permanent Capital Management, LPNEW | 22,114 | $297,875 | 0.0% | 0.2% | new |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 21,854 | $294,370 | 0.0% | 0.2% | +34.8% |
| 15 | Cetera Investment Advisers | 20,443 | $275,374 | 0.0% | 0.2% | +2.9% |
| 16 | GUGGENHEIM CAPITAL LLC | 20,419 | $275,044 | 0.0% | 0.2% | -1.7% |
| 17 | OSAIC HOLDINGS, INC. | 19,187 | $258,437 | 0.0% | 0.2% | -0.5% |
| 18 | Sowell Financial Services LLC | 17,933 | $241,558 | 0.0% | 0.2% | 0.0% |
| 19 | TrueMark Investments, LLC | 17,348 | $233,678 | 0.0% | 0.2% | +7.0% |
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 17,348 | $233,678 | 0.0% | 0.2% | -78.9% |
| 21 | LEAVELL INVESTMENT MANAGEMENT, INC.NEW | 16,800 | $226,296 | 0.0% | 0.2% | new |
| 22 | Ancora Advisors LLC | 16,250 | $218,887 | 0.0% | 0.2% | -29.0% |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,435 | $207,909 | 0.0% | 0.1% | +30.6% |
| 24 | Live Oak Private Wealth LLC | 15,333 | $206,536 | 0.0% | 0.1% | 0.0% |
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 14,490 | $195,180 | 0.0% | 0.1% | -84.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.