Who owns Special Opportunities Fund, Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of SPE from SEC Form 13F filings across 30 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 30 institutions disclosed 2.1M shares of Special Opportunities Fund, Inc. worth $28.4M — about 19.9% of shares outstanding; the largest disclosed holder is Focus Partners Wealth. Source: SEC Form 13F filings, parsed by EvidInvest.
30
13F holders
$28.4M
value, 2026 filers
19.9%
of shares outstanding (2.1M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPE's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Focus Partners Wealth | 1.2M | $16.8M | 0.0% | 11.7% | -6.8% |
| 2 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 356,979 | $4.8M | 0.6% | 3.4% | +21.1% |
| 3 | SCOTIA CAPITAL INC. | 108,784 | $1.5M | 0.0% | 1% | -1.1% |
| 4 | MORGAN STANLEY | 96,684 | $1.3M | 0.0% | 0.9% | +6.5% |
| 5 | FIRST MANHATTAN CO. LLC. | 44,280 | $596,452 | 0.0% | 0.4% | 0.0% |
| 6 | OPPENHEIMER & CO INC | 36,489 | $491,507 | 0.0% | 0.3% | +70.7% |
| 7 | RAYMOND JAMES FINANCIAL INC | 34,054 | $458,712 | 0.0% | 0.3% | +6.3% |
| 8 | LANARK FINANCIAL, INC. | 26,664 | $359,166 | 0.0% | 0.3% | +60.1% |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 21,854 | $294,370 | 0.0% | 0.2% | +34.8% |
| 10 | Cetera Investment Advisers | 20,443 | $275,374 | 0.0% | 0.2% | +2.9% |
| 11 | OSAIC HOLDINGS, INC. | 19,187 | $258,437 | 0.0% | 0.2% | -0.5% |
| 12 | LEAVELL INVESTMENT MANAGEMENT, INC.NEW | 16,800 | $226,296 | 0.0% | 0.2% | new |
| 13 | Ancora Advisors LLC | 16,250 | $218,887 | 0.0% | 0.2% | -29.0% |
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,435 | $207,909 | 0.0% | 0.1% | +30.6% |
| 15 | NWF Advisory Services Inc. | 13,606 | $183,273 | 0.0% | 0.1% | -4.4% |
| 16 | HARBOUR INVESTMENTS, INC. | 13,000 | $175,116 | 0.0% | 0.1% | -22.7% |
| 17 | ROYAL BANK OF CANADA | 5,250 | $71,000 | 0.0% | 0% | +133.3% |
| 18 | UBS Group AG | 5,163 | $69,546 | 0.0% | 0% | 0.0% |
| 19 | Global Retirement Partners, LLCNEW | 3,705 | $49,901 | 0.0% | 0% | new |
| 20 | NewEdge Advisors, LLCNEW | 2,262 | $30,469 | 0.0% | 0% | new |
| 21 | WINMILL & CO. INC | 2,093 | $28,193 | 0.0% | 0% | 0.0% |
| 22 | Keating Financial Advisory Services, Inc. | 1,730 | $23,297 | 0.0% | 0% | -69.2% |
| 23 | MERCER GLOBAL ADVISORS INC /ADVNEW | 1,185 | $15,961 | 0.0% | 0% | new |
| 24 | Rockefeller Capital Management L.P. | 918 | $12,365 | 0.0% | 0% | 0.0% |
| 25 | WELLS FARGO & COMPANY/MN | 887 | $11,944 | 0.0% | 0% | -92.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.