Who owns Neos S&P 500(R) High Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SPYI from SEC Form 13F filings across 450 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 450 institutions disclosed 33.3M shares of Neos S&P 500(R) High Income ETF worth $1.77B — about 16.9% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
450
13F holders
$1.77B
value, 2026 filers
16.9%
of shares outstanding (33.3M sh)
97
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SPYI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 5.3M | $279.1M | 0.1% | 2.7% | +22.2% |
| 2 | ROYAL BANK OF CANADA | 1.2M | $66.1M | 0.0% | 0.6% | +17.2% |
| 3 | Gradient Investments LLC | 1.1M | $57.4M | 0.8% | 0.5% | +4.3% |
| 4 | UBS Group AG | 1.0M | $54.9M | 0.0% | 0.5% | +10.4% |
| 5 | Foguth Wealth Management, LLC.NEW | 1.0M | $53.6M | 6.1% | 0.5% | new |
| 6 | Howard Capital Management, LLC | 998,615 | $53.0M | 0.6% | 0.5% | +90.0% |
| 7 | MML INVESTORS SERVICES, LLC | 882,849 | $46.9M | 0.1% | 0.4% | +77.5% |
| 8 | Cetera Investment Advisers | 782,148 | $41.5M | 0.0% | 0.4% | +45.7% |
| 9 | RAYMOND JAMES FINANCIAL INC | 736,415 | $39.1M | 0.0% | 0.4% | +60.1% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 709,315 | $37.7M | 0.0% | 0.4% | +62.9% |
| 11 | Private Advisor Group, LLC | 685,569 | $36.4M | 0.2% | 0.3% | +14.2% |
| 12 | STIFEL FINANCIAL CORP | 671,989 | $35.7M | 0.0% | 0.3% | -2.4% |
| 13 | MADDEN SECURITIES Corp | 532,284 | $28.3M | 7.9% | 0.3% | -0.8% |
| 14 | Second Half Financial Partners, LLC | 404,802 | $21.5M | 8.8% | 0.2% | 0.0% |
| 15 | Merit Financial Group, LLC | 387,889 | $20.6M | 0.1% | 0.2% | +1.7% |
| 16 | Cascade Wealth Advisors, Inc | 335,192 | $18.2M | 7.3% | 0.2% | -1.5% |
| 17 | Aventura Private Wealth, LLC | 300,791 | $16.0M | 4.9% | 0.2% | +8.1% |
| 18 | Stratos Wealth Partners, LTD. | 279,886 | $14.9M | 0.1% | 0.1% | +28.6% |
| 19 | Kestra Advisory Services, LLC | 279,801 | $14.9M | 0.0% | 0.1% | +25.2% |
| 20 | Farther Finance Advisors, LLC | 275,302 | $14.6M | 0.1% | 0.1% | +5.1% |
| 21 | Summit Financial, LLC | 269,510 | $14.3M | 0.2% | 0.1% | +15.4% |
| 22 | URS Advisory LLC | 262,126 | $13.9M | 7.7% | 0.1% | -2.3% |
| 23 | Capital Investment Advisory Services, LLC | 246,423 | $13.1M | 0.8% | 0.1% | +7.3% |
| 24 | Steward Partners Investment Advisory, LLC | 228,907 | $12.2M | 0.1% | 0.1% | +12.5% |
| 25 | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 220,325 | $11.7M | 1.7% | 0.1% | +39.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.