Who owns Neos S&P 500(R) High Income ETF?
Institutional ownership of SPYI from SEC Form 13F filings across 280 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
280
13F holders
$1.33B
value, 2026 filers
13%
of shares outstanding (25.7M sh)
52
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SPYI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 5.3M | $279.1M | 0.1% | 2.7% | +22.2% |
| 2 | ROYAL BANK OF CANADA | 1.2M | $66.1M | 0.0% | 0.6% | +17.2% |
| 3 | UBS Group AG | 1.0M | $54.9M | 0.0% | 0.5% | +10.4% |
| 4 | Foguth Wealth Management, LLC.NEW | 1.0M | $53.6M | 6.1% | 0.5% | new |
| 5 | Howard Capital Management, LLC | 998,615 | $53.0M | 0.6% | 0.5% | +90.0% |
| 6 | MML INVESTORS SERVICES, LLC | 882,849 | $46.9M | 0.1% | 0.4% | +77.5% |
| 7 | Cetera Investment Advisers | 782,148 | $41.5M | 0.0% | 0.4% | +45.7% |
| 8 | Merit Financial Group, LLC | 775,778 | $41.2M | 0.3% | 0.4% | +103.4% |
| 9 | RAYMOND JAMES FINANCIAL INC | 736,415 | $39.1M | 0.0% | 0.4% | +60.1% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 709,315 | $37.7M | 0.0% | 0.4% | +62.9% |
| 11 | STIFEL FINANCIAL CORP | 671,989 | $35.7M | 0.0% | 0.3% | -2.4% |
| 12 | MADDEN SECURITIES Corp | 532,284 | $28.3M | 7.9% | 0.3% | -0.8% |
| 13 | Cambridge Investment Research Advisors, Inc. | 378,984 | $20,120 | 0.0% | 0.2% | +159.5% |
| 14 | Stratos Wealth Partners, LTD. | 279,886 | $14.9M | 0.1% | 0.1% | +28.6% |
| 15 | Kestra Advisory Services, LLC | 279,801 | $14.9M | 0.0% | 0.1% | +25.2% |
| 16 | Summit Financial, LLC | 269,510 | $14.3M | 0.2% | 0.1% | +15.4% |
| 17 | Capital Investment Advisory Services, LLC | 246,423 | $13.1M | 0.8% | 0.1% | +7.3% |
| 18 | Steward Partners Investment Advisory, LLC | 228,907 | $12.2M | 0.1% | 0.1% | +12.5% |
| 19 | Ausdal Financial Partners, Inc. | 214,677 | $11.4M | 0.4% | 0.1% | +5.7% |
| 20 | Marshall & Sterling Wealth Advisors Inc. | 192,330 | $10.2M | 6.0% | 0.1% | +11.5% |
| 21 | Baker Avenue Asset Management, LPNEW | 192,104 | $10.2M | 0.2% | 0.1% | new |
| 22 | INDEPENDENT FINANCIAL GROUP, LLC | 190,508 | $10.1M | 0.2% | 0.1% | -43.4% |
| 23 | HUB Investment Partners, LLC | 184,923 | $9.8M | 0.2% | 0.1% | +14.3% |
| 24 | MGO ONE SEVEN LLC | 174,104 | $9.2M | 0.2% | 0.1% | +3.4% |
| 25 | Apollon Wealth Management, LLC | 163,661 | $8.7M | 0.1% | 0.1% | +12.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.