Who owns Total Return Securities Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of SWZ from SEC Form 13F filings across 18 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 18 institutions disclosed 1.4M shares of Total Return Securities Fund worth $8.0M — about 10.6% of shares outstanding; the largest disclosed holder is BANK OF AMERICA CORP /DE/. Source: SEC Form 13F filings, parsed by EvidInvest.
18
13F holders
$8.0M
value, 2026 filers
10.6%
of shares outstanding (1.4M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SWZ's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/NEW | 867,363 | $5.2M | 0.0% | 6.7% | new |
| 2 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 168,610 | $1.0M | 0.1% | 1.3% | +91.0% |
| 3 | Alpine Global Management, LLC | 58,859 | $349,622 | 0.1% | 0.5% | -27.6% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 56,071 | $333,060 | 0.0% | 0.4% | -9.8% |
| 5 | MORGAN STANLEY | 46,500 | $276,210 | 0.0% | 0.4% | -9.8% |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 37,029 | $219,952 | 0.0% | 0.3% | new |
| 7 | HRT FINANCIAL LPNEW | 35,262 | $209 | 0.0% | 0.3% | new |
| 8 | OSAIC HOLDINGS, INC. | 35,011 | $207,947 | 0.0% | 0.3% | +50.0% |
| 9 | LPL Financial LLCNEW | 24,599 | $146,118 | 0.0% | 0.2% | new |
| 10 | WELLS FARGO & COMPANY/MN | 17,605 | $104,576 | 0.0% | 0.1% | +1.0% |
| 11 | MCCARTER PRIVATE WEALTH SERVICES LLC | 14,458 | $85,884 | 0.0% | 0.1% | 0.0% |
| 12 | UBS Group AG | 11,595 | $68,874 | 0.0% | 0.1% | -75.5% |
| 13 | WINMILL & CO. INC | 2,250 | $13,365 | 0.0% | 0% | 0.0% |
| 14 | JPMORGAN CHASE & CO | 1,723 | $10,235 | 0.0% | 0% | 0.0% |
| 15 | MERCER GLOBAL ADVISORS INC /ADVNEW | 1,615 | $9,593 | 0.0% | 0% | new |
| 16 | North Star Investment Management Corp. | 951 | $5,649 | 0.0% | 0% | 0.0% |
| 17 | Allied Private Wealth LLCNEW | 619 | $3,673 | 0.0% | 0% | new |
| 18 | PNC Financial Services Group, Inc. | 16 | $95 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.