Who owns AAM Transformers ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of TRFM from SEC Form 13F filings across 43 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 43 institutions disclosed 3.1M shares of AAM Transformers ETF worth $193.8M — about 121.4% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
43
13F holders
$193.8M
value, 2026 filers
121.4%
of shares outstanding (3.1M sh)
14
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of TRFM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1.7M | $109.9M | 0.0% | 68.7% | +11.2% |
| 2 | OSAIC HOLDINGS, INC. | 454,043 | $28.7M | 0.0% | 17.9% | +178.9% |
| 3 | RAYMOND JAMES FINANCIAL INC | 104,858 | $6.6M | 0.0% | 4.1% | +25.2% |
| 4 | STIFEL FINANCIAL CORP | 101,182 | $6.4M | 0.0% | 4% | +98.8% |
| 5 | Cetera Investment Advisers | 99,970 | $6.3M | 0.0% | 4% | +29.1% |
| 6 | WELLS FARGO & COMPANY/MN | 92,680 | $5.9M | 0.0% | 3.7% | +1856.1% |
| 7 | SeaCrest Wealth Management, LLC | 56,655 | $3.6M | 0.4% | 2.2% | -11.4% |
| 8 | Key Client Fiduciary Advisors, LLC | 46,846 | $3.0M | 0.9% | 1.9% | +0.2% |
| 9 | Ausdal Financial Partners, Inc. | 32,787 | $2.1M | 0.1% | 1.3% | +18.7% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 31,378 | $2.0M | 0.0% | 1.2% | +78.4% |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 30,262 | $1.9M | 0.0% | 1.2% | +11.6% |
| 12 | KESTRA PRIVATE WEALTH SERVICES, LLC | 28,681 | $1.8M | 0.0% | 1.1% | -1.0% |
| 13 | CITADEL ADVISORS LLCNEW | 25,762 | $1.6M | 0.0% | 1% | new |
| 14 | ROYAL BANK OF CANADA | 23,431 | $1.5M | 0.0% | 0.9% | +1229.8% |
| 15 | FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 20,318 | $1.3M | 0.3% | 0.8% | -4.7% |
| 16 | TRUIST FINANCIAL CORP | 19,857 | $1.3M | 0.0% | 0.8% | +14.4% |
| 17 | PRINCIPAL SECURITIES, INC. | 18,927 | $1.2M | 0.0% | 0.7% | +124.1% |
| 18 | MML INVESTORS SERVICES, LLCNEW | 15,125 | $955,446 | 0.0% | 0.6% | new |
| 19 | CHILTON INVESTMENT CO INC. | 12,422 | $784,698 | 0.0% | 0.5% | +65.4% |
| 20 | INDEPENDENT FINANCIAL GROUP, LLC | 11,868 | $749,724 | 0.0% | 0.5% | +5.8% |
| 21 | Cornerstone Wealth Management, LLCNEW | 11,715 | $740,043 | 0.0% | 0.5% | new |
| 22 | OPPENHEIMER & CO INC | 9,100 | $574,847 | 0.0% | 0.4% | +9.6% |
| 23 | PKS Advisory Services, LLCNEW | 8,855 | $559,390 | 0.1% | 0.3% | new |
| 24 | Integrated Wealth Concepts LLCNEW | 8,680 | $548,368 | 0.0% | 0.3% | new |
| 25 | Kestra Advisory Services, LLCNEW | 8,472 | $535,176 | 0.0% | 0.3% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.