Who owns Hartford AAA CLO ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of TRPA from SEC Form 13F filings across 26 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 26 institutions disclosed 2.2M shares of Hartford AAA CLO ETF worth $86.0M — about 77.6% of shares outstanding; the largest disclosed holder is Schorn Wealth LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
26
13F holders
$86.0M
value, 2026 filers
77.6%
of shares outstanding (2.2M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of TRPA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Schorn Wealth LLC | 641,399 | $24.9M | 6.5% | 22.5% | +0.8% |
| 2 | RAYMOND JAMES FINANCIAL INC | 199,971 | $7.8M | 0.0% | 7% | +25.9% |
| 3 | Convergence Financial, LLC | 192,686 | $7.5M | 0.6% | 6.8% | +100.6% |
| 4 | LPL Financial LLC | 170,123 | $6.6M | 0.0% | 6% | -24.4% |
| 5 | Kestra Advisory Services, LLC | 124,731 | $4.8M | 0.0% | 4.4% | +3.8% |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 121,817 | $4.7M | 0.0% | 4.3% | +12.2% |
| 7 | ROYAL BANK OF CANADA | 96,736 | $3.8M | 0.0% | 3.4% | -16.5% |
| 8 | EVERGREEN CAPITAL MANAGEMENT LLC | 86,120 | $3.4M | 0.1% | 3% | +0.5% |
| 9 | OSAIC HOLDINGS, INC. | 78,629 | $3.1M | 0.0% | 2.8% | +5.3% |
| 10 | FLAGSHIP HARBOR ADVISORS, LLC | 67,294 | $2.6M | 0.1% | 2.4% | -8.4% |
| 11 | ForthRight Wealth Management, LLC | 65,034 | $2.5M | 0.6% | 2.3% | -12.1% |
| 12 | JONES FINANCIAL COMPANIES LLLP | 56,512 | $2.2M | 0.0% | 2% | +44.4% |
| 13 | Private Advisor Group, LLC | 48,006 | $1.9M | 0.0% | 1.7% | +54.1% |
| 14 | JANE STREET GROUP, LLCNEW | 45,290 | $1.8M | 0.0% | 1.6% | new |
| 15 | GOLDMAN SACHS GROUP INC | 38,730 | $1.5M | 0.0% | 1.4% | -6.8% |
| 16 | CITADEL ADVISORS LLCNEW | 35,277 | $1.4M | 0.0% | 1.2% | new |
| 17 | Stratos Wealth Partners, LTD. | 31,981 | $1.2M | 0.0% | 1.1% | +3.5% |
| 18 | Aptus Capital Advisors, LLC | 25,497 | $990,773 | 0.0% | 0.9% | -2.2% |
| 19 | Garden State Investment Advisory Services LLC | 24,383 | $950,279 | 0.2% | 0.9% | -11.1% |
| 20 | Regal Investment Advisors LLC | 17,765 | $690,312 | 0.0% | 0.6% | -6.7% |
| 21 | CITIGROUP INCNEW | 16,067 | $624,338 | 0.0% | 0.6% | new |
| 22 | TRUIST FINANCIAL CORP | 15,057 | $585,101 | 0.0% | 0.5% | -15.2% |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 6,594 | $256,232 | 0.0% | 0.2% | new |
| 24 | AXXCESS WEALTH MANAGEMENT, LLCNEW | 6,392 | $248,383 | 0.0% | 0.2% | new |
| 25 | PRIVATE TRUST CO NANEW | 500 | $19,429 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.