Who owns Simplify Short Term Treasury Futures Strategy ETF?
Institutional ownership of TUA from SEC Form 13F filings across 55 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
55
13F holders
$264.7M
value, 2026 filers
35.2%
of shares outstanding (13.1M sh)
18
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of TUA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | GenTrust, LLC | 3.3M | $67.5M | 2.6% | 8.9% | +14.5% |
| 2 | AE Wealth Management LLC | 2.0M | $41.6M | 0.2% | 5.5% | +6.2% |
| 3 | HighTower Advisors, LLC | 1.7M | $34.9M | 0.0% | 4.6% | +44.7% |
| 4 | Trek Financial, LLCNEW | 1.2M | $25.5M | 1.3% | 3.4% | new |
| 5 | Ancora Advisors LLCNEW | 996,922 | $20.4M | 0.4% | 2.7% | new |
| 6 | Lloyd Advisory Services, LLC. | 679,397 | $13.9M | 5.4% | 1.8% | +1675.7% |
| 7 | Heck Capital Advisors, LLC | 447,209 | $9.1M | 0.5% | 1.2% | +4.3% |
| 8 | LPL Financial LLC | 431,936 | $8.8M | 0.0% | 1.2% | -43.5% |
| 9 | Encompass More Asset ManagementNEW | 426,294 | $8.7M | 1.3% | 1.1% | new |
| 10 | Magnolia Private Wealth, LLC | 242,589 | $3.2M | 1.8% | 0.7% | -18.8% |
| 11 | HOLLENCREST CAPITAL MANAGEMENT | 201,303 | $4.1M | 0.3% | 0.5% | 0.0% |
| 12 | Elevated Capital Advisors, LLC | 163,300 | $3.3M | 0.9% | 0.4% | -1.5% |
| 13 | CITADEL ADVISORS LLCNEW | 139,754 | $2.9M | 0.0% | 0.4% | new |
| 14 | B.O.S.S. Retirement Advisors, LLC | 139,720 | $2.9M | 0.8% | 0.4% | +3.1% |
| 15 | PRINCIPAL SECURITIES, INC. | 135,797 | $2.8M | 0.0% | 0.4% | -10.9% |
| 16 | Gladstone Institutional Advisory LLC | 100,272 | $2.0M | 0.1% | 0.3% | -10.8% |
| 17 | ENVESTNET ASSET MANAGEMENT INCNEW | 88,568 | $1.8M | 0.0% | 0.2% | new |
| 18 | ROYAL BANK OF CANADA | 79,467 | $1.6M | 0.0% | 0.2% | 0.0% |
| 19 | IHT Wealth Management, LLC | 52,723 | $1.1M | 0.0% | 0.1% | -21.5% |
| 20 | TOUNJIAN ADVISORY PARTNERS, LLCNEW | 49,358 | $1.0M | 0.4% | 0.1% | new |
| 21 | EVERGREEN CAPITAL MANAGEMENT LLC | 44,036 | $899,433 | 0.0% | 0.1% | -22.4% |
| 22 | GOLDMAN SACHS GROUP INC | 41,000 | $837,425 | 0.0% | 0.1% | 0.0% |
| 23 | HRT FINANCIAL LP | 39,011 | $796 | 0.0% | 0.1% | +19.7% |
| 24 | Kingdom Financial Group LLC. | 38,296 | $782,191 | 0.2% | 0.1% | +0.1% |
| 25 | IFG Advisory, LLCNEW | 34,486 | $704,376 | 0.0% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.