Who owns Innovator U.S. Equity Ultra Buffer ETF - August?
Institutional ownership of UAUG from SEC Form 13F filings across 63 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
63
13F holders
$75.9M
value, 2026 filers
32%
of shares outstanding (1.9M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of UAUG's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 249,840 | $10.5M | 0.0% | 4.3% | -9.2% |
| 2 | C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 153,873 | $6.5M | 0.3% | 2.6% | +4.4% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 149,147 | $6.3M | 0.0% | 2.6% | -3.2% |
| 4 | OSAIC HOLDINGS, INC. | 141,651 | $6.0M | 0.0% | 2.4% | -6.0% |
| 5 | Brookstone Capital Management | 116,061 | $4.9M | 0.0% | 2% | -11.3% |
| 6 | KFG WEALTH MANAGEMENT, LLC | 98,177 | $4.1M | 0.5% | 1.7% | -22.9% |
| 7 | ENVESTNET ASSET MANAGEMENT INC | 73,269 | $3.1M | 0.0% | 1.3% | -2.0% |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,361 | $3.0M | 0.0% | 1.2% | +313.4% |
| 9 | Archer Investment Corp | 65,908 | $2.8M | 0.5% | 1.1% | -2.8% |
| 10 | Cambridge Investment Research Advisors, Inc. | 65,890 | $2,772 | 0.0% | 1.1% | +91.6% |
| 11 | Kestra Advisory Services, LLC | 52,534 | $2.2M | 0.0% | 0.9% | -22.3% |
| 12 | OLD MISSION CAPITAL LLC | 45,917 | $1.9M | 0.0% | 0.8% | +430.1% |
| 13 | LPL Financial LLC | 35,672 | $1.5M | 0.0% | 0.6% | +13.4% |
| 14 | Clearstead Advisors, LLC | 35,366 | $1.5M | 0.0% | 0.6% | -0.4% |
| 15 | Cetera Investment Advisers | 33,020 | $1.4M | 0.0% | 0.6% | -2.5% |
| 16 | MML INVESTORS SERVICES, LLC | 28,368 | $1.2M | 0.0% | 0.5% | +15.4% |
| 17 | Foundations Investment Advisors, LLC | 24,997 | $1.1M | 0.0% | 0.4% | -2.6% |
| 18 | Strategic Blueprint, LLC | 24,163 | $1.0M | 0.1% | 0.4% | -1.0% |
| 19 | MILESTONE ASSET MANAGEMENT, LLC | 22,948 | $965,762 | 0.2% | 0.4% | -5.1% |
| 20 | Retirement Planning Group, LLC | 20,669 | $869,851 | 0.0% | 0.4% | 0.0% |
| 21 | SteelPeak Wealth, LLCNEW | 19,998 | $841,612 | 0.0% | 0.3% | new |
| 22 | Impact Partnership Wealth, LLC | 19,523 | $821,622 | 0.1% | 0.3% | 0.0% |
| 23 | CRA Financial Services, LLC | 18,555 | $780,883 | 0.1% | 0.3% | 0.0% |
| 24 | TRUIST FINANCIAL CORP | 18,379 | $773,477 | 0.0% | 0.3% | 0.0% |
| 25 | WPWealth LLP | 16,150 | $679,670 | 0.1% | 0.3% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.