Who owns First Trust Smith Unconstrained Bond ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of UCON from SEC Form 13F filings across 272 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 272 institutions disclosed 111.4M shares of First Trust Smith Unconstrained Bond ETF worth $2.77B — about 83.1% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
272
13F holders
$2.77B
value, 2026 filers
83.1%
of shares outstanding (111.4M sh)
35
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of UCON's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 13.7M | $340.4M | 0.1% | 10.2% | +9.7% |
| 2 | MORGAN STANLEY | 9.3M | $231.8M | 0.0% | 6.9% | +4.0% |
| 3 | WELLS FARGO & COMPANY/MN | 7.2M | $178.5M | 0.0% | 5.4% | +18.1% |
| 4 | AMERIPRISE FINANCIAL INC | 5.6M | $138.6M | 0.0% | 4.2% | +4.3% |
| 5 | BANK OF AMERICA CORP /DE/ | 4.2M | $104.5M | 0.0% | 3.1% | +9.5% |
| 6 | HARBOUR INVESTMENTS, INC. | 4.2M | $104.4M | 1.4% | 3.1% | +1.9% |
| 7 | ROYAL BANK OF CANADA | 4.0M | $100.1M | 0.0% | 3% | +0.5% |
| 8 | RAYMOND JAMES FINANCIAL INC | 2.8M | $70.5M | 0.0% | 2.1% | +0.1% |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 2.6M | $65.3M | 0.0% | 2% | +6.8% |
| 10 | HighTower Advisors, LLC | 2.5M | $61.5M | 0.1% | 1.8% | +1.5% |
| 11 | TRUIST FINANCIAL CORP | 2.1M | $52.1M | 0.1% | 1.6% | +9.8% |
| 12 | OSAIC HOLDINGS, INC. | 2.0M | $50.9M | 0.1% | 1.5% | +8.1% |
| 13 | Cetera Investment Advisers | 1.8M | $43.7M | 0.0% | 1.3% | +22.3% |
| 14 | STIFEL FINANCIAL CORP | 1.7M | $41.3M | 0.0% | 1.2% | +1.7% |
| 15 | Trilogy Capital Inc. | 1.6M | $39.1M | 1.5% | 1.2% | +6.2% |
| 16 | Csenge Advisory Group | 1.5M | $38.0M | 1.5% | 1.1% | +2.6% |
| 17 | Aptus Capital Advisors, LLC | 1.4M | $34.8M | 0.2% | 1% | +1.2% |
| 18 | IFP Advisors, Inc | 1.1M | $28.1M | 0.5% | 0.8% | +26.5% |
| 19 | Focus Partners Wealth | 999,374 | $24.9M | 0.0% | 0.7% | -0.3% |
| 20 | Integrated Wealth Concepts LLC | 982,703 | $24.4M | 0.2% | 0.7% | +9.4% |
| 21 | MML INVESTORS SERVICES, LLC | 932,943 | $23.2M | 0.0% | 0.7% | +21.6% |
| 22 | Cyndeo Wealth Partners, LLC | 872,866 | $21.7M | 1.0% | 0.7% | +3.9% |
| 23 | Wagner Wealth Management, LLC | 859,217 | $21.4M | 4.0% | 0.6% | -16.8% |
| 24 | EdgeRock Capital LLC | 842,625 | $21.0M | 4.8% | 0.6% | +6.6% |
| 25 | COMMONWEALTH EQUITY SERVICES, LLC | 833,938 | $20.7M | 0.0% | 0.6% | -25.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.