Who owns US Treasury 5 Year Note ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of UFIV from SEC Form 13F filings across 14 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 14 institutions disclosed 252,146 shares of US Treasury 5 Year Note ETF worth $8.2M — about 27.7% of shares outstanding; the largest disclosed holder is Janney Montgomery Scott LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
14
13F holders
$8.2M
value, 2026 filers
27.7%
of shares outstanding (252,146 sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of UFIV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Janney Montgomery Scott LLC | 76,960 | $3,713 | 0.0% | 8.4% | -1.7% |
| 2 | CENTRAL TRUST Co | 46,847 | $2.3M | 0.0% | 5.1% | +5.0% |
| 3 | RAYMOND JAMES FINANCIAL INC | 43,339 | $2.1M | 0.0% | 4.8% | -2.4% |
| 4 | Foguth Wealth Management, LLC.NEW | 40,075 | $1.9M | 0.2% | 4.4% | new |
| 5 | Tower Research Capital LLC (TRC) | 12,871 | $621,039 | 0.0% | 1.4% | +291.3% |
| 6 | JANE STREET GROUP, LLC | 10,217 | $492,980 | 0.0% | 1.1% | +46.5% |
| 7 | Spectrum Financial Alliance Ltd LLC | 7,908 | $381,569 | 0.1% | 0.9% | 0.0% |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 5,325 | $256,937 | 0.0% | 0.6% | new |
| 9 | THOROUGHBRED FINANCIAL SERVICES, LLC | 5,241 | $252 | 0.0% | 0.6% | -10.1% |
| 10 | OSAIC HOLDINGS, INC. | 2,278 | $109,916 | 0.0% | 0.2% | -2.1% |
| 11 | Steward Partners Investment Advisory, LLCNEW | 724 | $34,933 | 0.0% | 0.1% | new |
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONEW | 355 | $17,129 | 0.0% | 0% | new |
| 13 | DHJJ Financial Advisors, Ltd. | 5 | $242 | 0.0% | 0% | 0.0% |
| 14 | MORGAN STANLEY | 1 | $48 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.