Who owns UOCTWhat UOCT owns — n/a

Who owns Innovator U.S. Equity Ultra Buffer ETF October?

Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.

Institutional ownership of UOCT from SEC Form 13F filings across 97 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.

As of the 2026-06-30 reporting period, 97 institutions disclosed 2.4M shares of Innovator U.S. Equity Ultra Buffer ETF October worth $100.7M — about 56.6% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.

13F holders

$100.7M

value, 2026 filers

56.6%

of shares outstanding (2.4M sh)

new positions (2026 filers)

Top institutional holders

ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of UOCT's shares outstanding

#	Manager	Shares	Value	% of fund	% of co.	Δ shares QoQ
1	COMMONWEALTH EQUITY SERVICES, LLC	366,149	$15.1M	0.0%	8.5%	-4.6%
2	C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	158,706	$6.5M	0.3%	3.7%	+5.8%
3	Advisory Services Network, LLC	89,915	$3.7M	0.0%	2.1%	-0.4%
4	OSAIC HOLDINGS, INC.	88,006	$3.6M	0.0%	2%	+3.7%
5	Brookstone Capital Management	86,949	$3.6M	0.0%	2%	-94.8%
6	Kestra Advisory Services, LLC	81,311	$3.3M	0.0%	1.9%	-22.0%
7	KFG WEALTH MANAGEMENT, LLC	79,797	$3.3M	0.4%	1.8%	-35.9%
8	Spire Wealth Management	78,766	$3.2M	0.1%	1.8%	-4.2%
9	ENVESTNET ASSET MANAGEMENT INC	69,414	$2.9M	0.0%	1.6%	-8.6%
10	IMG Wealth Management, Inc.	66,598	$2.7M	1.5%	1.5%	+1.1%
11	Orion Porfolio Solutions, LLC	65,507	$2.7M	0.0%	1.5%	+10.0%
12	CENTRAL VALLEY ADVISORS, LLC	58,130	$2.4M	0.6%	1.3%	-4.6%
13	LPL Financial LLC	57,574	$2.4M	0.0%	1.3%	+6.9%
14	Foundations Investment Advisors, LLC	57,041	$2.3M	0.0%	1.3%	+1.5%
15	RAYMOND JAMES FINANCIAL INC	55,406	$2.3M	0.0%	1.3%	+13.5%
16	MERCER GLOBAL ADVISORS INC /ADV	50,862	$2.1M	0.0%	1.2%	-8.6%
17	Cetera Investment Advisers	46,740	$1.9M	0.0%	1.1%	0.0%
18	TRUIST FINANCIAL CORP	43,407	$1.8M	0.0%	1%	-0.5%
19	SUSQUEHANNA INTERNATIONAL GROUP, LLP	40,035	$1.6M	0.0%	0.9%	+13.5%
20	Triad Wealth Partners, LLC	37,611	$1.6M	0.1%	0.9%	+65.4%
21	MML INVESTORS SERVICES, LLC	37,312	$1.5M	0.0%	0.9%	+116.1%
22	Sonoma Allocations LLC	36,803	$1.5M	0.5%	0.9%	-4.1%
23	Bedel Financial Consulting, Inc.	36,171	$1.5M	0.1%	0.8%	0.0%
24	Wood Tarver Financial Group, LLC	35,672	$1.5M	0.3%	0.8%	-12.1%
25	Berger Financial Group, Inc	34,116	$1.4M	0.1%	0.8%	0.0%

Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.