Who owns UOCTWhat UOCT owns — n/a

Who owns Innovator U.S. Equity Ultra Buffer ETF October?

Institutional ownership of UOCT from SEC Form 13F filings across 70 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.

13F holders

$80.5M

value, 2026 filers

46.4%

of shares outstanding (2.0M sh)

new positions (2026 filers)

Top institutional holders

ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of UOCT's shares outstanding

#	Manager	Shares	Value	% of fund	% of co.	Δ shares QoQ
1	COMMONWEALTH EQUITY SERVICES, LLC	366,149	$15.1M	0.0%	8.5%	-4.6%
2	C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	158,706	$6.5M	0.3%	3.7%	+5.8%
3	Advisory Services Network, LLC	89,915	$3.7M	0.0%	2.1%	-0.4%
4	OSAIC HOLDINGS, INC.	88,006	$3.6M	0.0%	2%	+3.7%
5	Brookstone Capital Management	86,949	$3.6M	0.0%	2%	-94.8%
6	Kestra Advisory Services, LLC	81,311	$3.3M	0.0%	1.9%	-22.0%
7	KFG WEALTH MANAGEMENT, LLC	79,797	$3.3M	0.4%	1.8%	-35.9%
8	ENVESTNET ASSET MANAGEMENT INC	69,414	$2.9M	0.0%	1.6%	-8.6%
9	IMG Wealth Management, Inc.	66,598	$2.7M	1.5%	1.5%	+1.1%
10	Orion Porfolio Solutions, LLC	65,507	$2.7M	0.0%	1.5%	+10.0%
11	LPL Financial LLC	57,574	$2.4M	0.0%	1.3%	+6.9%
12	Foundations Investment Advisors, LLC	57,041	$2.3M	0.0%	1.3%	+1.5%
13	RAYMOND JAMES FINANCIAL INC	55,406	$2.3M	0.0%	1.3%	+13.5%
14	MERCER GLOBAL ADVISORS INC /ADV	50,862	$2.1M	0.0%	1.2%	-8.6%
15	Cetera Investment Advisers	46,740	$1.9M	0.0%	1.1%	0.0%
16	TRUIST FINANCIAL CORP	43,407	$1.8M	0.0%	1%	-0.5%
17	SUSQUEHANNA INTERNATIONAL GROUP, LLP	40,035	$1.6M	0.0%	0.9%	+13.5%
18	Triad Wealth Partners, LLC	37,611	$1.6M	0.1%	0.9%	+65.4%
19	MML INVESTORS SERVICES, LLC	37,312	$1.5M	0.0%	0.9%	+116.1%
20	Trek Financial, LLC	30,076	$1.2M	0.1%	0.7%	0.0%
21	AE Wealth Management LLC	24,802	$1.0M	0.0%	0.6%	-0.9%
22	Allworth Financial LP	23,865	$981,091	0.0%	0.6%	+1.8%
23	SteelPeak Wealth, LLCNEW	20,458	$841,029	0.0%	0.5%	new
24	Cambridge Investment Research Advisors, Inc.	19,796	$814	0.0%	0.5%	+86.5%
25	WEDBUSH SECURITIES INC	19,570	$805	0.0%	0.5%	0.0%

Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.