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Who owns UPGDWhat UPGD owns — n/a

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Institutional ownership of UPGD from SEC Form 13F filings across 23 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.

23

13F holders

$18.8M

value, 2026 filers

16%

of shares outstanding (229,289 sh)

2

new positions (2026 filers)

Top institutional holders

ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of UPGD's shares outstanding

#ManagerSharesValue% of fund% of co.Δ shares QoQ
1RAYMOND JAMES FINANCIAL INC158,385$13.0M0.0%11.1%-0.8%
2LPL Financial LLC22,450$1.8M0.0%1.6%+4.4%
3HBK Sorce Advisory LLC8,602$721,0290.0%0.6%-0.3%
4Tower Research Capital LLC (TRC)6,227$510,1990.0%0.4%-33.6%
5SUSQUEHANNA INTERNATIONAL GROUP, LLP5,744$470,6250.0%0.4%-10.7%
6Millstone Evans Group, LLC4,065$333,0590.2%0.3%-0.4%
7MORGAN STANLEY3,940$322,8170.0%0.3%0.0%
8YARGER WEALTH STRATEGIES, LLC3,577$295,2980.1%0.2%0.0%
9GLENMEDE TRUST CO NA3,550$290,8630.0%0.2%0.0%
10Quantinno Capital Management LP3,263$267,3480.0%0.2%0.0%
11STIFEL FINANCIAL CORP2,951$241,7960.0%0.2%0.0%
12NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,450$118,8030.0%0.1%0.0%
13FMR LLC1,265$103,6100.0%0.1%0.0%
14OSAIC HOLDINGS, INC.1,151$94,3010.0%0.1%0.0%
15UBS Group AG781$63,9900.0%0.1%-0.1%
16TRUST CO OF TOLEDO NA /OH/600$49,1600.0%0%0.0%
17O'SHAUGHNESSY ASSET MANAGEMENT, LLC417$34,1660.0%0%0.0%
18VIMA LLCNEW372$30,4730.0%0%new
19Keating Financial Advisory Services, Inc.169$13,8470.0%0%0.0%
20Park Place Capital Corp161$13,1910.0%0%0.0%
21JPMORGAN CHASE & CONEW144$11,8010.0%0%new
22Steward Partners Investment Advisory, LLC25$2,0480.0%0%0.0%
23WELLS FARGO & COMPANY/MN0$370.0%0%

Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.

EvidInvest is an independent research and information tool. Figures are calculated from public SEC filings and third-party market data and are provided for informational and educational purposes only. EvidInvest does not provide investment advice, brokerage, or financial services, and is not affiliated with any company it covers. Verify all figures against primary sources before making any decision.