Who owns Principal U.S. Mega-Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of USMC from SEC Form 13F filings across 85 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 85 institutions disclosed 48.4M shares of Principal U.S. Mega-Cap ETF worth $3.59B — about 102% of shares outstanding; the largest disclosed holder is PRINCIPAL FINANCIAL GROUP INC. Source: SEC Form 13F filings, parsed by EvidInvest.
85
13F holders
$3.59B
value, 2026 filers
102%
of shares outstanding (48.4M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of USMC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 32.3M | $2.39B | 1.2% | 68.1% | +7.1% |
| 2 | PRINCIPAL SECURITIES, INC. | 4.8M | $357.6M | 4.3% | 10.2% | +1.8% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 4.6M | $339.2M | 0.1% | 9.6% | +2.0% |
| 4 | LPL Financial LLC | 1.1M | $79.3M | 0.0% | 2.3% | -0.6% |
| 5 | WELLS FARGO & COMPANY/MN | 1.0M | $76.2M | 0.0% | 2.2% | +4.3% |
| 6 | MORGAN STANLEY | 691,776 | $51.3M | 0.0% | 1.5% | +1.7% |
| 7 | RAYMOND JAMES FINANCIAL INC | 635,412 | $47.1M | 0.0% | 1.3% | 0.0% |
| 8 | Oasis Advisors, LLC | 270,674 | $20.1M | 13.0% | 0.6% | -96.2% |
| 9 | Segment Wealth Management, LLC | 267,031 | $19.8M | 1.0% | 0.6% | +4.8% |
| 10 | Integrated Wealth Concepts LLC | 252,839 | $18.7M | 0.1% | 0.5% | -2.1% |
| 11 | Symphony Financial Services, Inc. | 249,857 | $18.5M | 8.3% | 0.5% | +3.0% |
| 12 | Golden State Wealth Management, LLC | 213,613 | $15.8M | 1.4% | 0.5% | +1.9% |
| 13 | OSAIC HOLDINGS, INC. | 210,429 | $15.6M | 0.0% | 0.4% | +75.1% |
| 14 | NewEdge Advisors, LLC | 199,956 | $14.8M | 0.0% | 0.4% | +98.9% |
| 15 | MERCER GLOBAL ADVISORS INC /ADV | 185,788 | $13.8M | 0.0% | 0.4% | -3.2% |
| 16 | EP Wealth Advisors, LLC | 130,890 | $9.7M | 0.0% | 0.3% | +1.4% |
| 17 | Ameritas Advisory Services, LLCNEW | 91,983 | $6.8M | 0.1% | 0.2% | new |
| 18 | JPMORGAN CHASE & CO | 83,874 | $6.2M | 0.0% | 0.2% | +5.1% |
| 19 | ROYAL BANK OF CANADA | 75,946 | $5.6M | 0.0% | 0.2% | -35.3% |
| 20 | US BANCORP \DE\ | 60,915 | $4.5M | 0.0% | 0.1% | +13.4% |
| 21 | &PARTNERS | 60,528 | $4.5M | 0.0% | 0.1% | +2.1% |
| 22 | MCDONALD PARTNERS LLC | 59,997 | $4.4M | 1.1% | 0.1% | +115.0% |
| 23 | Wealth Advisors of Iowa, LLC | 56,564 | $4.2M | 1.1% | 0.1% | -8.3% |
| 24 | COMMONWEALTH EQUITY SERVICES, LLC | 56,399 | $4.2M | 0.0% | 0.1% | -54.8% |
| 25 | Capital Investment Advisory Services, LLC | 53,134 | $3.9M | 0.2% | 0.1% | +0.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.