Who owns Nuveen ESG Small-Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NUSC from SEC Form 13F filings across 270 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 270 institutions disclosed 19.6M shares of Nuveen ESG Small-Cap ETF worth $1.02B — about 76.7% of shares outstanding; the largest disclosed holder is BANK OF AMERICA CORP /DE/. Source: SEC Form 13F filings, parsed by EvidInvest.
270
13F holders
$1.02B
value, 2026 filers
76.7%
of shares outstanding (19.6M sh)
29
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NUSC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1.9M | $101.5M | 0.0% | 7.6% | -49.7% |
| 2 | MERCER GLOBAL ADVISORS INC /ADV | 1.8M | $94.3M | 0.1% | 7.1% | +5.1% |
| 3 | Abacus Wealth Partners, LLC | 1.5M | $80.6M | 8.5% | 6.1% | +7.8% |
| 4 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 1.2M | $62.1M | 0.2% | 4.7% | -5.0% |
| 5 | ROYAL BANK OF CANADA | 1.1M | $55.1M | 0.0% | 4.1% | +0.3% |
| 6 | UBS Group AG | 1.0M | $54.6M | 0.0% | 4.1% | +41.0% |
| 7 | MORGAN STANLEY | 1.0M | $54.1M | 0.0% | 4.1% | -0.8% |
| 8 | MISSION WEALTH MANAGEMENT, LP | 876,476 | $45.7M | 0.6% | 3.4% | +5.5% |
| 9 | LPL Financial LLC | 838,353 | $43.7M | 0.0% | 3.3% | +2.3% |
| 10 | Bank of New York Mellon Corp | 446,466 | $23.3M | 0.0% | 1.7% | +24.0% |
| 11 | Boston Common Asset Management, LLC | 419,630 | $21.9M | 1.3% | 1.6% | -1.2% |
| 12 | North Berkeley Wealth Management, LLC | 294,384 | $15.3M | 6.2% | 1.2% | +0.2% |
| 13 | First Pacific Financial | 260,637 | $13.6M | 1.6% | 1% | -1.7% |
| 14 | Creative Planning | 259,819 | $13.5M | 0.0% | 1% | -0.2% |
| 15 | ASSETMARK, INC | 257,008 | $13.4M | 0.0% | 1% | -1.8% |
| 16 | WCG Wealth Advisors LLC | 237,572 | $12.4M | 0.3% | 0.9% | +7.0% |
| 17 | FMR LLC | 217,124 | $11.3M | 0.0% | 0.9% | -1.4% |
| 18 | WELLS FARGO & COMPANY/MN | 216,566 | $11.3M | 0.0% | 0.8% | +2.1% |
| 19 | STIFEL FINANCIAL CORP | 169,185 | $8.8M | 0.0% | 0.7% | +0.9% |
| 20 | AMERIPRISE FINANCIAL INC | 150,593 | $7.9M | 0.0% | 0.6% | +0.8% |
| 21 | Allworth Financial LP | 138,301 | $7.2M | 0.0% | 0.5% | +1.5% |
| 22 | DeDora Capital, Inc. | 135,160 | $7.0M | 1.5% | 0.5% | +0.6% |
| 23 | Colorado Capital Management, Inc. | 133,688 | $7.0M | 2.4% | 0.5% | -0.8% |
| 24 | ENVESTNET ASSET MANAGEMENT INC | 133,454 | $7.0M | 0.0% | 0.5% | +2.2% |
| 25 | Allodium Investment Consultants, LLC | 130,437 | $6.8M | 2.9% | 0.5% | +6.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.