Who owns Schwab U.S. Small-Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SCHA from SEC Form 13F filings across 1,355 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 1,355 institutions disclosed 251.8M shares of Schwab U.S. Small-Cap ETF worth $9.04B — about 34.9% of shares outstanding; the largest disclosed holder is Empower Advisory Group, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
1,355
13F holders
$9.04B
value, 2026 filers
34.9%
of shares outstanding (251.8M sh)
168
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SCHA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Empower Advisory Group, LLC | 37.7M | $1.36B | 3.2% | 5.2% | +2.2% |
| 2 | SEI INVESTMENTS CO | 13.9M | $502.5M | 0.4% | 1.9% | -5.6% |
| 3 | BANK OF AMERICA CORP /DE/ | 13.8M | $496.9M | 0.0% | 1.9% | -5.7% |
| 4 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6.1M | $220.4M | 0.1% | 0.8% | +5.1% |
| 5 | Creative Planning | 5.9M | $212.2M | 0.1% | 0.8% | -2.0% |
| 6 | UBS Group AG | 5.2M | $186.8M | 0.0% | 0.7% | +0.8% |
| 7 | Financial Engines Advisors L.L.C. | 4.2M | $151.4M | 0.3% | 0.6% | -8.6% |
| 8 | Cerity Partners LLC | 4.0M | $136.2M | 0.2% | 0.6% | +4.1% |
| 9 | Advisory Alpha, LLC | 3.8M | $137.2M | 3.4% | 0.5% | -2.2% |
| 10 | Mariner, LLC | 3.3M | $118.8M | 0.1% | 0.5% | -2.9% |
| 11 | Savant Capital, LLC | 2.9M | $95.0M | 0.3% | 0.4% | +99.2% |
| 12 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 2.8M | $97.4M | 0.2% | 0.4% | +3.7% |
| 13 | LPL Financial LLC | 2.6M | $95.4M | 0.0% | 0.4% | -2.1% |
| 14 | Steele Capital Management, Inc. | 2.3M | $82.2M | 3.0% | 0.3% | +0.5% |
| 15 | JONES FINANCIAL COMPANIES LLLP | 2.1M | $75.2M | 0.0% | 0.3% | +13.1% |
| 16 | MONETA GROUP INVESTMENT ADVISORS LLC | 2.1M | $75.5M | 0.6% | 0.3% | +3.2% |
| 17 | MERCER GLOBAL ADVISORS INC /ADV | 2.0M | $73.4M | 0.1% | 0.3% | +1.1% |
| 18 | VANTAGEPOINT INVESTMENT ADVISERS LLC | 2.0M | $73.2M | 0.5% | 0.3% | 0.0% |
| 19 | OSAIC HOLDINGS, INC. | 1.9M | $68.7M | 0.1% | 0.3% | +3.1% |
| 20 | Betterment LLC | 1.8M | $63.4M | 0.1% | 0.2% | -4.7% |
| 21 | SIMS INVESTMENT MANAGEMENT, LLC | 1.7M | $62.7M | 19.4% | 0.2% | 0.0% |
| 22 | New York Life Investment Management LLC | 1.7M | $61.2M | 0.4% | 0.2% | -4.3% |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 1.7M | $60.5M | 0.0% | 0.2% | +1.6% |
| 24 | Focus Partners Wealth | 1.7M | $60.3M | 0.1% | 0.2% | +27.0% |
| 25 | CoreCap Advisors, LLC | 1.7M | $59.9M | 1.8% | 0.2% | +3.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.