Who owns Innovator U.S. Equity Ultra Buffer ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of USEP from SEC Form 13F filings across 61 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 61 institutions disclosed 2.2M shares of Innovator U.S. Equity Ultra Buffer ETF worth $89.2M — about 40.4% of shares outstanding; the largest disclosed holder is Sovran Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
61
13F holders
$89.2M
value, 2026 filers
40.4%
of shares outstanding (2.2M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of USEP's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Sovran Advisors, LLC | 559,190 | $23.2M | 1.7% | 10.3% | -0.1% |
| 2 | SIGNATUREFD, LLC | 194,350 | $8.0M | 0.1% | 3.6% | 0.0% |
| 3 | C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 155,052 | $6.4M | 0.3% | 2.8% | +4.5% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 91,945 | $3.8M | 0.0% | 1.7% | -1.7% |
| 5 | OSAIC HOLDINGS, INC. | 89,215 | $3.7M | 0.0% | 1.6% | +2.5% |
| 6 | Kestra Advisory Services, LLC | 74,023 | $3.1M | 0.0% | 1.4% | -29.3% |
| 7 | CENTRAL VALLEY ADVISORS, LLC | 69,051 | $2.9M | 0.7% | 1.3% | -4.6% |
| 8 | Cetera Investment Advisers | 66,425 | $2.7M | 0.0% | 1.2% | -3.0% |
| 9 | Cambridge Investment Research Advisors, Inc. | 64,642 | $2,672 | 0.0% | 1.2% | +100.0% |
| 10 | KFG WEALTH MANAGEMENT, LLC | 61,459 | $2.5M | 0.3% | 1.1% | -29.5% |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 59,811 | $2.5M | 0.0% | 1.1% | +249.3% |
| 12 | Arete Wealth Advisors, LLC | 53,586 | $2.2M | 0.1% | 1% | -17.5% |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 52,559 | $2.2M | 0.0% | 1% | -3.6% |
| 14 | Brookstone Capital Management | 44,905 | $1.9M | 0.0% | 0.8% | -9.2% |
| 15 | TRUIST FINANCIAL CORP | 43,737 | $1.8M | 0.0% | 0.8% | -9.2% |
| 16 | OLD MISSION CAPITAL LLC | 38,765 | $1.6M | 0.0% | 0.7% | +61.0% |
| 17 | MML INVESTORS SERVICES, LLC | 37,728 | $1.6M | 0.0% | 0.7% | +2.8% |
| 18 | Advisory Services Network, LLC | 35,624 | $1.5M | 0.0% | 0.7% | -0.8% |
| 19 | Strategic Blueprint, LLC | 29,428 | $1.2M | 0.1% | 0.5% | 0.0% |
| 20 | LPL Financial LLC | 28,535 | $1.2M | 0.0% | 0.5% | +51.1% |
| 21 | HighTower Advisors, LLC | 25,999 | $1.1M | 0.0% | 0.5% | 0.0% |
| 22 | SteelPeak Wealth, LLCNEW | 20,354 | $841,231 | 0.0% | 0.4% | new |
| 23 | Foundations Investment Advisors, LLC | 19,621 | $810,936 | 0.0% | 0.4% | -17.2% |
| 24 | First Commonwealth Financial Corp /PA/ | 19,327 | $798,785 | 0.1% | 0.4% | 0.0% |
| 25 | Sageworth Trust Co | 18,817 | $777,707 | 0.0% | 0.3% | -22.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.