Holders — by stockHoldings — by fund
Warberg Asset Management LLC
Everything this manager disclosed owning in US-listed stocks — its complete Form 13F portfolio · as of 2026-06-30 · filed with the SEC up to 45 days after quarter end · CIK 0001597506
$551.1M
disclosed book value
166
positions
31.2%
largest position share
Positions, as of 2026-06-30
top 100 of 166 · 13F covers long US-listed positions only — cash, bonds, private and foreign stakes are not disclosed · PUT/CALL tags = options positions (share-equivalents), not shares held
| # | Issuer | Shares | Value | % of book |
|---|---|---|---|---|
| 1 | SPYSTATE STR SPDR S&P 500 ETF TPUT | 230,600 | $172.2M | 31.2% |
| 2 | GVA 3.75 05/15/28GRANITE CONSTR INC | 14.1M | $46.9M | 8.5% |
| 3 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 15.3M | $42.0M | 7.6% |
| 4 | ATRO 5.5 03/15/30ASTRONICS CORP | 7.2M | $31.3M | 5.7% |
| 5 | LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN | 10.7M | $19.0M | 3.5% |
| 6 | NNNEXTNAV INC | 859,839 | $15.3M | 2.8% |
| 7 | QQQINVESCO QQQ TRPUT | 19,000 | $14.0M | 2.5% |
| 8 | CLMCORNERSTONE STRATEGIC INVEST | 1.8M | $13.9M | 2.5% |
| 9 | GH 1.25 02/15/31GUARDANT HEALTH INC | 5.0M | $12.6M | 2.3% |
| 10 | HPE 7.625 09/01/27HEWLETT PACKARD ENTERPRISE C | 100,154 | $11.7M | 2.1% |
| 11 | TXNM 5.75 06/01/54TXNM ENERGY INC | 6.8M | $8.9M | 1.6% |
| 12 | SIRI 3.75 03/15/28LIBERTY MEDIA CORP DEL | 7.5M | $8.6M | 1.6% |
| 13 | CORZWCORE SCIENTIFIC INC NEW | 385,028 | $7.2M | 1.3% |
| 14 | ORA 2.5 07/15/27ORMAT TECHNOLOGIES INC | 5.7M | $7.2M | 1.3% |
| 15 | APO 6.75 07/31/26APOLLO GLOBAL MGMT INC | 110,589 | $6.7M | 1.2% |
| 16 | LITE 0.5 06/15/28LUMENTUM HLDGS INC | 1.0M | $6.7M | 1.2% |
| 17 | LCII 3 03/01/30LCI INDS | 5.5M | $6.2M | 1.1% |
| 18 | ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC | 5.0M | $6.0M | 1.1% |
| 19 | AKAM 0.25 05/15/33AKAMAI TECHNOLOGIES INC | 3.5M | $5.1M | 0.9% |
| 20 | HALO 1 08/15/28HALOZYME THERAPEUTICS INC | 3.5M | $5.1M | 0.9% |
| 21 | NVDANVIDIA CORPORATIONPUT | 22,000 | $4.4M | 0.8% |
| 22 | JAZZ 3.125 09/15/30JAZZ INVESTMENTS I LTD | 2.5M | $4.3M | 0.8% |
| 23 | ATEN 2.75 04/01/30A10 NETWORKS INC | 2.5M | $4.2M | 0.8% |
| 24 | MIRM 4 05/01/29MIRUM PHARMACEUTICALS INC | 1.0M | $3.9M | 0.7% |
| 25 | SNOW 0 10/01/29SNOWFLAKE INC | 2.0M | $3.5M | 0.6% |
| 26 | TLTISHARES TRPUT | 40,600 | $3.5M | 0.6% |
| 27 | FLR 1.125 08/15/29FLUOR CORP | 2.5M | $3.3M | 0.6% |
| 28 | SPYSTATE STR SPDR S&P 500 ETF TCALL | 4,000 | $3.0M | 0.5% |
| 29 | EPR 5.75 PERP CEPR PPTYS | 115,000 | $2.9M | 0.5% |
| 30 | SMHVANECK ETF TRUSTPUT | 4,000 | $2.6M | 0.5% |
| 31 | EVRG 4.5 12/15/27EVERGY INC | 1.7M | $2.5M | 0.5% |
| 32 | CENX 2.75 05/01/28CENTURY ALUM CO | 1.0M | $2.5M | 0.4% |
| 33 | UBER 0.875 12/01/28 2028UBER TECHNOLOGIES INC | 2.0M | $2.3M | 0.4% |
| 34 | STXSSTEREOTAXIS INC | 1.1M | $1.9M | 0.3% |
| 35 | POST 2.5 08/15/27POST HLDGS INC | 1.7M | $1.8M | 0.3% |
| 36 | AKAM 1.125 02/15/29AKAMAI TECHNOLOGIES INC | 1.5M | $1.8M | 0.3% |
| 37 | EPR 9 PERP EEPR PPTYS | 54,398 | $1.7M | 0.3% |
| 38 | ALB 7.25 03/01/27ALBEMARLE CORP | 30,305 | $1.7M | 0.3% |
| 39 | DRAMROUNDHILL ETF TRUSTPUT | 21,000 | $1.6M | 0.3% |
| 40 | FGIIFG IMPERII ACQUISITION CORP | 149,908 | $1.5M | 0.3% |
| 41 | BAC 7.25 PERP LBANK OF AMER CORP | 1,180 | $1.5M | 0.3% |
| 42 | XSLLXSOLLA SPAC 1 | 138,736 | $1.4M | 0.2% |
| 43 | UALUNITED AIRLS HLDGS INCCALL | 10,000 | $1.4M | 0.2% |
| 44 | WT 3.25 08/15/29WISDOMTREE INC | 829,000 | $1.2M | 0.2% |
| 45 | SBUXSTARBUCKS CORPPUT | 11,900 | $1.2M | 0.2% |
| 46 | ESPERION THERAPEUTICS INC NEPUT | 374,000 | $1.2M | 0.2% |
| 47 | SLVISHARES SILVER TRCALL | 21,500 | $1.1M | 0.2% |
| 48 | VNMEVENDOME ACQUISITION CORP I | 111,183 | $1.1M | 0.2% |
| 49 | PYPLPAYPAL HLDGS INCCALL | 25,000 | $1.1M | 0.2% |
| 50 | CAIIUCOLLECTIVE ACQUISITION CORP | 99,668 | $1.0M | 0.2% |
| 51 | PTORPRAETORIAN ACQUISITION CORP | 99,999 | $992,990 | 0.2% |
| 52 | SMHVANECK ETF TRUSTCALL | 1,400 | $918,246 | 0.2% |
| 53 | RVMDWREVOLUTION MEDICINES INC | 94,797 | $889,186 | 0.2% |
| 54 | NENNEW ENGLAND RLTY ASSOC LTD P | 15,100 | $886,219 | 0.2% |
| 55 | KIM 7.25 PERP NKIMCO REALTY CORP | 13,707 | $862,376 | 0.2% |
| 56 | ORIQORIGIN INVT CORP I | 83,610 | $862,019 | 0.2% |
| 57 | BKHABLACK HAWK ACQUISITION CORP | 71,923 | $856,603 | 0.2% |
| 58 | CRMLCRITICAL METALS CORPPUT | 80,200 | $822,050 | 0.1% |
| 59 | INTCINTEL CORPCALL | 5,500 | $767,965 | 0.1% |
| 60 | GLWCORNING INCPUT | 3,000 | $766,290 | 0.1% |
| 61 | DBCAD BORAL ACQUISITION I CORP | 76,851 | $766,204 | 0.1% |
| 62 | KCHVKOCHAV DEFENSE ACQUI CO | 73,072 | $757,757 | 0.1% |
| 63 | XCBEX3 ACQUISITION CORP LTD | 75,000 | $749,250 | 0.1% |
| 64 | ACGCACP HOLDINGS ACQUISITION COR | 74,172 | $737,270 | 0.1% |
| 65 | VHCPVINE HILL CAP INVTS CORP II | 70,494 | $703,530 | 0.1% |
| 66 | RFAMRF ACQUISITION CORP III | 69,949 | $692,145 | 0.1% |
| 67 | SPCXSPACE EXPLORATION TECHN CORPPUT | 4,000 | $683,440 | 0.1% |
| 68 | SVAQSILICON VY ACQUISITION CORP | 66,247 | $666,776 | 0.1% |
| 69 | AMPXAMPRIUS TECHNOLOGIES INC | 47,000 | $651,420 | 0.1% |
| 70 | AMPXAMPRIUS TECHNOLOGIES INCPUT | 46,000 | $637,560 | 0.1% |
| 71 | GDXJVANECK ETF TRUST | 6,222 | $611,312 | 0.1% |
| 72 | AMPLITECH GROUP INC | 309,044 | $596,395 | 0.1% |
| 73 | USARUSA RARE EARTH INC | 25,333 | $546,686 | 0.1% |
| 74 | VAL/WSVALARIS LTD | 62,800 | $516,588 | 0.1% |
| 75 | CRAQCAL REDWOOD ACQUISITION CORP | 49,900 | $513,970 | 0.1% |
| 76 | ATLQUJAB ACQUISITION CORP I | 51,168 | $513,215 | 0.1% |
| 77 | ACMRACM RESH INCPUT | 4,000 | $507,560 | 0.1% |
| 78 | BRKHUBURTECH ACQUISITION CORP II | 50,000 | $502,500 | 0.1% |
| 79 | ARTCART TECHNOLOGY ACQUISITION C | 50,000 | $496,500 | 0.1% |
| 80 | CRACCROWN RESV ACQUISITION CORP | 47,106 | $476,242 | 0.1% |
| 81 | CTAACLEARTHINK 1 ACQUISITION COR | 47,995 | $475,630 | 0.1% |
| 82 | MMTXMILUNA ACQUISITION CORP | 45,989 | $464,949 | 0.1% |
| 83 | SCIISC II ACQUISITION CORP | 46,200 | $463,386 | 0.1% |
| 84 | TVAITHAYER VENTURES ACQ CORP II | 44,699 | $461,294 | 0.1% |
| 85 | INACINDIGO ACQUISITION CORP | 44,612 | $457,273 | 0.1% |
| 86 | LKSPLAKE SUPERIOR ACQUISITION CO | 44,947 | $455,763 | 0.1% |
| 87 | CEPOCANTOR EQUITY PARTNERS I INC | 42,252 | $443,646 | 0.1% |
| 88 | VXXBARCLAYS BANK PLCCALL | 20,000 | $441,800 | 0.1% |
| 89 | OXY/WSOCCIDENTAL PETE CORP | 15,292 | $407,137 | 0.1% |
| 90 | ALPXUALPEX ACQUISITION CORP | 40,000 | $400,800 | 0.1% |
| 91 | POSTPOST HLDGS INC | 4,500 | $396,968 | 0.1% |
| 92 | GTERAGLOBA TERRA ACQUISITION COR | 36,300 | $374,253 | 0.1% |
| 93 | OTGAOTG ACQUISITION CORP. I | 35,438 | $360,227 | 0.1% |
| 94 | CHPGCHAMPIONSGATE ACQUISITION CO | 34,442 | $358,025 | 0.1% |
| 95 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 196,000 | $357,092 | 0.1% |
| 96 | YCYAA MISSION ACQUISITION CORP | 34,987 | $355,468 | 0.1% |
| 97 | NEE 3 03/01/27NEXTERA ENERGY CAP HLDGS INC | 254,000 | $333,819 | 0.1% |
| 98 | FWACUFUTUREWAVE ACQUISITION CORP | 32,056 | $321,522 | 0.1% |
| 99 | RGNTREGENTIS BIOMATERIALS LTD | 86,980 | $306,170 | 0.1% |
| 100 | ALNYALNYLAM PHARMACEUTICALS INC | 1,000 | $301,135 | 0.1% |
Source: SEC Form 13F-HR, reporting period 2026-06-30. Values are the manager's filed June-30-style quarter-end marks, not live prices. Research, not investment advice.