Holders — by stockHoldings — by fund
SMH CAPITAL ADVISORS INC
Everything this manager disclosed owning in US-listed stocks — its complete Form 13F portfolio · as of 2026-06-30 · filed with the SEC up to 45 days after quarter end · CIK 0001180391
$25.5M
disclosed book value
54
positions
11.9%
largest position share
Positions, as of 2026-06-30
top 54 of 54 · 13F covers long US-listed positions only — cash, bonds, private and foreign stakes are not disclosed · PUT/CALL tags = options positions (share-equivalents), not shares held
| # | Issuer | Shares | Value | % of book |
|---|---|---|---|---|
| 1 | TRINTRINITY CAP INC | 170,293 | $3.0M | 11.9% |
| 2 | CSWCCAPITAL SOUTHWEST CORP | 80,072 | $1.9M | 7.5% |
| 3 | VICIVICI PPTYS INC | 53,471 | $1.4M | 5.6% |
| 4 | ATEC 0.75 03/15/30ALPHATEC HLDGS INC | 1.5M | $1.4M | 5.4% |
| 5 | MAINMAIN STR CAP CORP | 21,907 | $1.1M | 4.5% |
| 6 | SMSM ENERGY COMPANY | 37,399 | $976,119 | 3.8% |
| 7 | HTGCHERCULES CAPITAL INC | 59,466 | $937,779 | 3.7% |
| 8 | CSWC 5.125 11/15/29CAPITAL SOUTHWEST CORP | 883,000 | $918,320 | 3.6% |
| 9 | OWLBLUE OWL CAPITAL INC | 102,489 | $896,779 | 3.5% |
| 10 | CGCARLYLE GROUP INC | 18,627 | $784,371 | 3.1% |
| 11 | WT 3.25 08/15/29WISDOMTREE INC | 496,000 | $746,976 | 2.9% |
| 12 | IIPRINNOVATIVE INDL PPTYS INC | 10,000 | $619,800 | 2.4% |
| 13 | RITMRITHM CAPITAL CORP | 65,630 | $616,269 | 2.4% |
| 14 | SPYSTATE STR SPDR S&P 500 ETF T | 806 | $602,073 | 2.4% |
| 15 | ARCCARES CAPITAL CORP | 25,003 | $463,306 | 1.8% |
| 16 | VWOVANGUARD INTL EQUITY INDEX F | 7,688 | $458,919 | 1.8% |
| 17 | EFAISHARES TR | 4,282 | $444,799 | 1.7% |
| 18 | FFORD MTR CO | 31,278 | $434,764 | 1.7% |
| 19 | LYFT 0.625 03/01/29LYFT INC | 390,000 | $408,330 | 1.6% |
| 20 | WTWISDOMTREE INC | 21,888 | $370,783 | 1.5% |
| 21 | ADXADAMS DIVERSIFIED EQUITY FD | 13,282 | $339,355 | 1.3% |
| 22 | RWAYRUNWAY GROWTH FINANCE CORP | 56,770 | $318,480 | 1.2% |
| 23 | EZPWEZCORP INC | 9,142 | $316,039 | 1.2% |
| 24 | CSQCALAMOS STRATEGIC TOTAL RETU | 15,250 | $313,545 | 1.2% |
| 25 | NXDTNEXPOINT DIVERSIFIED REL ET | 59,797 | $310,347 | 1.2% |
| 26 | XNIEXVIRTUS EQUITY & CONV INCM FD | 10,998 | $295,416 | 1.2% |
| 27 | GDVGABELLI DIVID & INCOME TR | 9,399 | $276,339 | 1.1% |
| 28 | XEVTXEATON VANCE TAX ADVT DIV INC | 9,347 | $258,726 | 1% |
| 29 | QQQINVESCO QQQ TR | 349 | $256,775 | 1% |
| 30 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 24,789 | $255,323 | 1% |
| 31 | HYTBLACKROCK CORPOR HI YLD FD I | 27,372 | $234,308 | 0.9% |
| 32 | DKSDICKS SPORTING GOODS INC | 1,027 | $232,934 | 0.9% |
| 33 | HTDHANCOCK JOHN TAX-ADVANTAGED | 9,128 | $232,676 | 0.9% |
| 34 | CGBDCARLYLE SECURED LENDING INC | 21,946 | $231,091 | 0.9% |
| 35 | BTZBLACKROCK CR ALLOCATION | 22,212 | $227,008 | 0.9% |
| 36 | APOAPOLLO GLOBAL MGMT INC | 1,898 | $224,505 | 0.9% |
| 37 | OBDCBLUE OWL CAPITAL CORPORATION | 20,049 | $217,933 | 0.9% |
| 38 | BXSLBLACKSTONE SECD LENDING FD | 8,662 | $205,376 | 0.8% |
| 39 | PSBDPALMER SQUARE CAPITAL BDC IN | 19,447 | $202,638 | 0.8% |
| 40 | SLRCSLR INVESTMENT CORP | 15,714 | $194,381 | 0.8% |
| 41 | RQICOHEN & STEERS QUALITY INCOM | 15,422 | $189,845 | 0.7% |
| 42 | CCAPCRESCENT CAP BDC INC | 15,527 | $169,555 | 0.7% |
| 43 | BITBLACKROCK MULTI SECTOR INC T | 13,249 | $165,875 | 0.7% |
| 44 | TEITEMPLETON EMERGING MKTS INCO | 22,054 | $148,641 | 0.6% |
| 45 | NADNUVEEN QUALITY MUNCP INCOME | 11,715 | $141,989 | 0.6% |
| 46 | AFBALLIANCEBERNSTEIN NATL MUN I | 12,204 | $139,249 | 0.5% |
| 47 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 11,798 | $138,508 | 0.5% |
| 48 | EIMEATON VANCE MUN BD FD | 13,213 | $131,606 | 0.5% |
| 49 | GROWU S GLOBAL INVS INC | 40,191 | $125,397 | 0.5% |
| 50 | SLQTSELECTQUOTE INC | 116,656 | $98,119 | 0.4% |
| 51 | TPVGTRIPLEPOINT VENTURE GROWTH B | 19,494 | $95,716 | 0.4% |
| 52 | CIONCION INVT CORP | 14,600 | $90,958 | 0.4% |
| 53 | TCPCBLACKROCK TCP CAPITAL CORP | 24,717 | $83,049 | 0.3% |
| 54 | AFCGADVANCED FLOWER CAP INC | 26,000 | $80,600 | 0.3% |
Source: SEC Form 13F-HR, reporting period 2026-06-30. Values are the manager's filed June-30-style quarter-end marks, not live prices. Research, not investment advice.